Deputy Chief Compliance Officer Jobs

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global... Read More

DEPUTY CHIEF COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Deputy Chief Compliance Officer (DCCO) will partner with the RBC-US Chief Compliance Officer (CCO) and CNB... Read More

The Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance Risk Officer in the development and implementation of the Firm s... Read More

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read More

About the Company Oak Ridge Financial is a well-established financial services firm offering a full complement of brokerage, financial advisory and investment banking... Read More

CHIEF COMPLIANCE OFFICER Location: Los Angeles Our client, a multi-strategy asset manager in Los Angeles, is seeking a Chief Compliance Officer (CCO) to oversee and... Read More

Global Chief Compliance Officer About HUB International Headquartered in Chicagoand ranked 5th among the world's largest insurance brokers, HUB International Limited ( HUB... Read More

We are seeking a seasoned Global Compliance Officer with over 10 years of demonstrated expertise in the financial services industry, specializing in Futures Commission... Read More

In-House Counsel / Chief Compliance Officer FinTech Start-Up Founded in 2023, North Pond LLC (NP) dba Oliv Financial is a B2B2C platform and innovation engine for... Read More

The VP, AML Compliance Officer is responsible for oversight and the execution of the Management Control Assessment (MCA) program for CRIU and other AML functions globally.... Read More

About Xponance Xponance is a distinguished, woman-led, and entirely employee-owned multi-strategy investment firm dedicated to revolutionizing access to alpha for clients... Read More

We're seeking an experienced Senior Compliance Officer with a solid grasp of listed options and futures trading. In this role, you'll undertake a range of responsibilities... Read More

Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H M, and Microsoft - making us the financial technology platform... Read More

Job Description Job Description Salary: $70,000-$80,000 Position Background: The Chesapeake Bay Trust, a non-profit grantmaking organization, seeks a Senior Compliance... Read More

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your... Read More

** Chief Compliance Officer, Broker/Dealer** Job Category : Legal Compliance Requisition Number : CHIEF001188 Showing 1 location Job Details Description Victory Capital... Read More

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your... Read More

Client: Leading Investment Management Firm (IPO) Location: New York City or Dallas - Hybrid Role / Requirements: Series 7, 24 RIA and/or broker-dealer compliance... Read More

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four... Read More