Compliance Officer Jobs

About the Company Oak Ridge Financial is a well-established financial services firm offering a full complement of brokerage, financial advisory and investment banking... Read More

Penserra Capital Management LLC is seeking a full time Chief Compliance Officer to oversee all aspects of the firm s compliance program. Penserra Capital is an SEC... Read More

CHIEF COMPLIANCE OFFICER Location: Los Angeles Our client, a multi-strategy asset manager in Los Angeles, is seeking a Chief Compliance Officer (CCO) to oversee and... Read More

About Xponance Xponance is a distinguished, woman-led, and entirely employee-owned multi-strategy investment firm dedicated to revolutionizing access to alpha for clients... Read More

We're seeking an experienced Senior Compliance Officer with a solid grasp of listed options and futures trading. In this role, you'll undertake a range of responsibilities... Read More

Job Description Job Description Salary: $70,000-$80,000 Position Background: The Chesapeake Bay Trust, a non-profit grantmaking organization, seeks a Senior Compliance... Read More

Client: Leading Investment Management Firm (IPO) Location: New York City or Dallas - Hybrid Role / Requirements: Series 7, 24 RIA and/or broker-dealer compliance... Read More

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your... Read More

The Compliance Officer reports to the General Manager and provides support in all areas of compliance and related activities. The Compliance Officer ensures that a maximum... Read More

POSITION TITLE: Compliance Officer, CountyCare REPORTS TO: Chief Compliance and Privacy Officer ORGANIZATION: Cook County Health CountyCare LOCATION Chicago, IL SUMMARY... Read More

Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the... Read More

Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the... Read More

Description Publicly traded Fintech is looking for a Compliance Officer to join their compliance team in Maryland US, responsible for ensuring that the operations adhere... Read More

HilltopSecurities is currently hiring a Compliance Officer in Dallas, Texas or St. Paul Minnesota. The Compliance Department at Hilltop Securities Inc. is responsible for... Read More

Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery of expert... Read More

Responsibilities Develop and implement an effective legal compliance program Create sound internal controls and monitor adherence to them Draft and revise company policies... Read More

Join Our Team at Americana Community Bank At Americana Community Bank (ACB), we're more than just a financial institution; we're a cornerstone of support and growth for... Read More

Senior Compliance OfficerApply now Apply now Apply Now Start applying with LinkedIn Start Please wait... Date:Apr 13, 2024 Location: San Juan, PR Company: Popular... Read More

Title: Director of Compliance Employer: MassMutual Greater Philadelphia Search Firm: PeopleSolutionsNOW Salary 80,000-120,000 Base Salary Hybrid (after 90 days) Fortune... Read More