Vice President Compliance Officer Jobs

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read More

The VP, AML Compliance Officer is responsible for oversight and the execution of the Management Control Assessment (MCA) program for CRIU and other AML functions globally.... Read More

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,... Read More

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global... Read More

DEPUTY CHIEF COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Deputy Chief Compliance Officer (DCCO) will partner with the RBC-US Chief Compliance Officer (CCO) and CNB... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with internal strategies,... Read More

We're seeking an experienced Senior Compliance Officer with a solid grasp of listed options and futures trading. In this role, you'll undertake a range of responsibilities... Read More

About Xponance Xponance is a distinguished, woman-led, and entirely employee-owned multi-strategy investment firm dedicated to revolutionizing access to alpha for clients... Read More

Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H M, and Microsoft - making us the financial technology platform... Read More

Job Description Job Description Salary: $70,000-$80,000 Position Background: The Chesapeake Bay Trust, a non-profit grantmaking organization, seeks a Senior Compliance... Read More

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your... Read More

Client: Leading Investment Management Firm (IPO) Location: New York City or Dallas - Hybrid Role / Requirements: Series 7, 24 RIA and/or broker-dealer compliance... Read More

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your... Read More

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your... Read More

The Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance Risk Officer in the development and implementation of the Firm s... Read More

Serves as a Control Group compliance officer, specifically relating to research publications for the Independent Compliance Risk Management (ICRM) department. ICRM is... Read More

Location: Essex County, NJ (Hybrid) Compensation: $125k-$180k base + bonus ($15k-$90k) Position Summary: Our client is seeking a Senior Associate or Vice President to join... Read More

Job Description Job Description Assist clients with meeting regulatory compliance and certification needs The Senior IT Compliance Analyst will be a contributing member of... Read More

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your... Read More