Vice President Compliance Jobs

Location: Essex County, NJ (Hybrid) Compensation: $125k-$180k base + bonus ($15k-$90k) Position Summary: Our client is seeking a Senior Associate or Vice President to join... Read More

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

The VP, AML Compliance Officer is responsible for oversight and the execution of the Management Control Assessment (MCA) program for CRIU and other AML functions globally.... Read More

Location: Onsite - Fairfield County, CT Compensation: $200k-$250k base + bonus ($100k-$150k) Responsibilities: The Compliance Officer Regulated Funds will drive the... Read More

Responsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global Financial Crimes Division Standards.... Read More

Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the... Read More

Key Responsibilities I Conduct of assignment The Lead Auditor conducts audit assignments from planning to issuance of the final report. This includes the following... Read More

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global... Read More

DEPUTY CHIEF COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Deputy Chief Compliance Officer (DCCO) will partner with the RBC-US Chief Compliance Officer (CCO) and CNB... Read More

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world.... Read More

VP, Finance Process Improvement, Compliance and Optimization Peraton Peraton drives missions of consequence spanning the globe and extending to the farthest reaches of the... Read More

Responsibilities Peraton is seeking a VP, Finance Process Improvement, Compliance and Optimization. This role will report to the Corporate Controller. Responsibilites:... Read More

About Xponance Xponance is a distinguished, woman-led, and entirely employee-owned multi-strategy investment firm dedicated to revolutionizing access to alpha for clients... Read More

Job Description Job Description Salary: $70,000-$80,000 Position Background: The Chesapeake Bay Trust, a non-profit grantmaking organization, seeks a Senior Compliance... Read More

Client: Leading Investment Management Firm (IPO) Location: New York City or Dallas - Hybrid Role / Requirements: Series 7, 24 RIA and/or broker-dealer compliance... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with internal strategies,... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with internal strategies,... Read More

Governance, Risk Compliance - Business Analyst, Vice President - Hybrid page is loaded Governance, Risk Compliance - Business Analyst, Vice President - Hybrid Apply... Read More