Vice President Compliance Officer Jobs in New York, NY

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a... Read More

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,... Read More

Location: NYC (Midtown) Compensation: $200k-$225k base + bonus Company: $70 billion alternative asset manager in NYC The Role The Compliance Officer will act as a... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with internal strategies,... Read More

Senior Compliance Officer, Investments Compliance. Location: Parsippany, NJ or New York, NY - At AIG, we are reimagining the way we help customers to manage risk. Join us... Read More

Senior Compliance Officer - MNPI This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm... Read More

Serves as a Control Group compliance officer, specifically relating to research publications for the Independent Compliance Risk Management (ICRM) department. ICRM is... Read More

Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read More

Senior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a... Read More

Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing internal... Read More

The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy... Read More

Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read More

Work Location New York, New York, United States of America Hours 40 Line of Business Compliance Pay Detail $115,000 - $190,000 USD TD is committed to providing fair and... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Work Location New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $115,000 - $190,000 USD TD is committed to providing fair and... Read More

Job Description The Office of the New York City Comptrollers Bureau of Asset Management (BAM) supports the Comptroller in his role as investment advisor, custodian, and... Read More

Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance... Read More

About Us: Piermont Bank is a tech-enabled digital commercial bank founded in 2019 with a mission of changing the face and pace of banking. It provides an unprecedented... Read More