Vice President Compliance Jobs in New York, NY

Location: NYC (Midtown) Compensation: $200k-$225k base + bonus Company: $70 billion alternative asset manager in NYC The Role The Compliance Officer will act as a... Read More

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Responsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global Financial Crimes Division Standards.... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with internal strategies,... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with internal strategies,... Read More

Role Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report... Read More

Title : Senior Compliance Officer About the Company: Chardan is an independent global investment bank specializing in healthcare, technology, SPACs and emerging growth... Read More

Serves as a Control Group compliance officer, specifically relating to research publications for the Independent Compliance Risk Management (ICRM) department. ICRM is... Read More

Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read More

Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read More

The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy... Read More

Work Location Mount Laurel, New Jersey Hours 40 Pay Details $68,640 - $112,320 USD TD is committed to providing fair and equitable compensation opportunities to all... Read More

Your role Do you have experience in providing compliance or risk management support to advisory services or a business division? Do you enjoy advising and supporting front... Read More

The Office of the New York City Comptroller's Bureau of Asset Management (BAM) supports the Comptroller in his role as investment advisor, custodian, and trustee for each... Read More

Top-Tier Financial Services firm is seeking a Vice President for their Settlements team! Responsibilities: Settlement of securities resolving issues, pair offs, payments... Read More

Requisition ID: 198261 Salary Range: 85,700.00 - 159,100.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors,... Read More

Requisition ID: 198261 Salary Range: 85,700.00 - 159,100.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors,... Read More

COMPANY OVERVIEW KKR Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and... Read More