Senior Compliance Officer Jobs in New York, NY

Role Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report... Read More

Title : Senior Compliance Officer About the Company: Chardan is an independent global investment bank specializing in healthcare, technology, SPACs and emerging growth... Read More

The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy... Read More

Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read More

Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read More

Product Owner Senior Compliance Officer - Regulatory Technology - Legal Compliance New York, NY Posted Mar 11, 2024 - Requisition No. 123709 The energy of a newsroom, the... Read More

Work Location Mount Laurel, New Jersey Hours 40 Pay Details $68,640 - $112,320 USD TD is committed to providing fair and equitable compensation opportunities to all... Read More

Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing internal... Read More

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

We are looking for Director - Senior Swap Dealer Compliance Officer Level of experience Location Business Overview: The Global Banking Regulations is a Compliance global... Read More

Join a leading fintech company that's democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With... Read More

Sr. BSA/AML Compliance Officer - To $100K - New York, NY - Job # 3271 Who We Are The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL... Read More

Our Company Changing the world through digital experiences is what Adobe's all about. We give everyone-from emerging artists to global brands-everything they need to... Read More

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four... Read More

COMPANY OVERVIEW KKR Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and... Read More

Chief Compliance Officer (CCO) of Broker-Dealer at GCM Grosvenor New York, New York, United States SUMMARY The Compliance team is looking for a Chief Compliance Officer... Read More

Chief Compliance Officer, Broker Dealer New York City / Legal Legal / Full Time About Yieldstreet Yieldstreet is building the largest global digital wealth management... Read More

At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities... Read More

Insight Global is looking to hire on a Sr. AML Investigator for a large financial services client (Hybrid schedule: on site Tuesday, Wednesday and Thursday). This position... Read More