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Manager, Markets Compliance Officer Jobs in New York, NY 10281
Jobs 1 to 20 of 117 -
First Citizens Bank • New York, NY 10036Overview First Citizens Healthcare Finance provides comprehensive financing and banking solutions to middle market healthcare companies across the U.S. Using a client-focused and industry-centric model, Healthcare Finance can tailor its products and services to help... Read MoreOverview First Citizens Healthcare Finance provides comprehensive financing and banking solutions to middle market healthcare... Read More
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First Citizens Bank • Morristown, NJ 07960Overview First Citizens Healthcare Finance provides comprehensive financing and banking solutions to middle market healthcare companies across the U.S. Using a client-focused and industry-centric model, Healthcare Finance can tailor its products and services to help... Read MoreOverview First Citizens Healthcare Finance provides comprehensive financing and banking solutions to middle market healthcare... Read More
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Cerberus Capital Management • New York, NY 10261Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read MoreFounded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary... Read More
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DWS Group • New York, NY 10261Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read MoreEmployer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole... Read More
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The Goodkind Group, LLC • New York, NY 10261Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and... Read MoreConduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting... Read More
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US Tech Solutions • New York, NY 10261Job Title: Compliance Manager II Location: New York NY Onsite Duration: 6 Months Contract Pay Range: $60 - $65 an hour on w2 without benefits. Job Description Summary: The... Read MoreJob Title: Compliance Manager II Location: New York NY Onsite Duration: 6 Months Contract Pay Range: $60 - $65 an hour on w2... Read More
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Cardea Group • New York, NY 10261Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the... Read MoreCompliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a... Read More
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Top Stack • New York, NY 10261Our client, a growing financial services organization, is hiring a Governance and Risk Security Manager for the fully remote full-time role. Areas of focus: Manage the... Read MoreOur client, a growing financial services organization, is hiring a Governance and Risk Security Manager for the fully remote... Read More
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QUANTEAM - North America (RAINBOW PARTNERS Group) • New York, NY 10261As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read MoreAs the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and... Read More
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BGC Group • New York, NY 10261Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four... Read MoreJob Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently... Read More
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Phaxis • New York, NY 10261Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will... Read MoreCurrently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join... Read More
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FirstKey Mortgage, LLC • New York, NY 10261Company Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management firms. We are a boutique financial... Read MoreCompany Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management... Read More
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VortexLegal • White Plains, NY 10606Do you have experience handling compliance matters in the life insurance industry? If so, this is a great opportunity to join a great company! This position is ideal for... Read MoreDo you have experience handling compliance matters in the life insurance industry? If so, this is a great opportunity to join a... Read More
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The Goodkind Group, LLC • New York, NY 10261Senior Tax Compliance Associate Responsibilities: Perform thorough and precise tax allocations for partnership income, ensuring accuracy and compliance. Collaborate... Read MoreSenior Tax Compliance Associate Responsibilities: Perform thorough and precise tax allocations for partnership income, ensuring... Read More
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HumanEdge • Rockleigh, NJ 07647Opportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances activities, including all reports and... Read MoreOpportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances... Read More
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neteffects • New York, NY 10261Senior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm s information via risk assessments, audits,... Read MoreSenior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm s... Read More
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City Wide Facility Solutions • Paramus, NJ 07653City Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern New Jersey (Westwood, NJ) City Wide ,... Read MoreCity Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern... Read More
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Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mu
Atlantic Group • Stamford, CT 06925$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance... Read More$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee... Read More -
JCW • Stamford, CT 06925About the Job JCW is currently partnering with a Stamford based Hedge Fund that is looking to build out their Compliance team. This role would report directly into the... Read MoreAbout the Job JCW is currently partnering with a Stamford based Hedge Fund that is looking to build out their Compliance team. This... Read More
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Jobot • Greenwich, CT 06831Compliance Manager role with low cost medical coverage, generous paid time off and 403B Retirment plan with company match This Jobot Job is hosted by: Donna Gawroski-Kusik... Read MoreCompliance Manager role with low cost medical coverage, generous paid time off and 403B Retirment plan with company match This... Read More
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