Senior Vice President Compliance Jobs

Discover. A brighter future. With us, you'll do meaningful work from Day 1. Our collaborative culture is built on three core behaviors: We Play to Win, We Get Better Every... Read More

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing internal... Read More

Chief Compliance Officer (CCO) Our firm, The Christian Wyatt Group, is working in confidence with a with a well-capitalized, independent $1B+ community bank outside of... Read More

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global... Read More

Join a leading fintech company that's democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With... Read More

Join a leading fintech company that's democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With... Read More

Join a leading fintech company that's democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With... Read More

Summary Hybrid at St. Elizabeth's Hospital in O'Fallon, IL The Manager-SEO Compliance Officer is responsible for the successful development, implementation, and oversight... Read More

Chief Compliance Officer, Medicare Advantage CommuniCare Advantage, a member of CommuniCare Health Services , is currently recruiting a Chief Compliance Officer for our... Read More

Chief Compliance Officer, Medicare Advantage CommuniCare Advantage, a member of CommuniCare Health Services , is currently recruiting a Chief Compliance Officer for our... Read More

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary... Read More

Responsibilities Develop and implement an effective legal compliance program Create sound internal controls and monitor adherence to them Draft and revise company policies... Read More

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary... Read More

The Community Reinvestment Act (CRA) and Compliance Officer is responsible for developing, implementing, and administering all aspects of the Bank s CRA program and... Read More

Managing Director of Compliance or Chief Compliance Officer Stonecrest Partners is a rapidly growing financial services firm based in Austin, Texas and San Juan, Puerto... Read More

Chief Compliance Officer (CCO) of Broker-Dealer at GCM Grosvenor Chicago, Illinois, United States SUMMARY The Compliance team is looking for a Chief Compliance Officer for... Read More

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four... Read More

Chief Compliance Officer, Broker Dealer New York City / Legal Legal / Full Time About Yieldstreet Yieldstreet is building the largest global digital wealth management... Read More