Vice President Compliance Jobs in Stamford, CT

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since... Read More

Job Description Job Description The Compliance Officer oversees and monitors all aspects of the Corporate Compliance Program within the agency, and functions independently... Read More

About the Organization We are people serving people. Established in 1849, Savings Bank of Danbury is a full-service community bank rooted in history and positioned for the... Read More

About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak... Read More

Description Citizens Bank is seeking a Vice President or Director level candidate to join the Asset-Backed Securitization (ABS) business line within the Asset Backed... Read More

Job Description : Context/Scope: We desire to operate an effective, efficient, and agile world class Regulatory Compliance function capable of adapting to an increasingly... Read More

$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance... Read More

Job Description Role Summary/Purpose: This role is responsible for the management, execution, and ongoing enhancement of the SYF Disparate Impact Testing Framework... Read More

In a rapidly changing world, HUB advises businesses and individuals on how to prepare for the unexpected. As the 5th largest global insurance broker, our focus is... Read More

Firm Overview Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth... Read More

Opportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances activities, including all reports and... Read More

VP, Human Resources Department: Operations Salary: $150,000 - $190,000 Location: Melville, NY Job Function: Human Resources Employment Type: Full-time Seniority Level:... Read More

1307 Walt Whitman (22600), United States of America, Melville, New York Compliance Manager - Lending Finance Corporate Compliance is seeking a Compliance Advisor Manager... Read More

Your opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Morgan Stanley Wealth Management provides a range of wealth management products and services for affluent individuals, businesses, and institutions. These services include... Read More

FuturePlan is the nation's largest third-party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both... Read More

About our Team RELX is a global organization with a strategic, integrated US Tax Department based in Newton, MA. The team's primary responsibility is to provide deep... Read More

Job Title: Director, Treasury Operations Department: Finance/Treasury Reports To: Assistant Treasurer Revision Date: 6/7/2024 Location: Melville, NY Purpose The Director... Read More