Compliance Officer Jobs in Stamford, CT

Compliance Officer / Regulatory Counsel Regulated Funds (1940 Act) A prestigious Asset Manager focused on income-oriented credit investments is hiring a Compliance Officer... Read More

Responsibilities Performing broker dealer compliance testing reviews aimed at assessing the organization's ability to comply with applicable regulatory requirements The... Read More

$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance... Read More

The Financial Crimes Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws,... Read More

The Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations... Read More

About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak... Read More

Compliance Manager role with low cost medical coverage, generous paid time off and 403B Retirment plan with company match This Jobot Job is hosted by: Donna Gawroski-Kusik... Read More

Compliance Analyst Job Description Assist team with the implementation of an effective compliance program identifying and prioritizing compliance and regulatory risk... Read More

Job Description: Anti-Fraud Team is looking for an Analyst and Associate level compliance Business analyst to support a project. The Analyst will be working on a project... Read More

Do you have experience handling compliance matters in the life insurance industry? If so, this is a great opportunity to join a great company! This position is ideal for... Read More

At McKinsey, you can build a career out of making things happen. You'll be working with McKinsey's Capital Projects Infrastructure service line in North America. Our CP I... Read More

A top-tier Financial Services Firm in Greenwich, Connecticut is seeking an Internal Audit VP for a permanent position! Responsibilities: Responsible for conducting... Read More

About ConnexMarkets ConnexMarkets is a financial marketplace where businesses get funded and lenders engage with well-matched borrowers. Our mission is to lift-up small-... Read More

Our Company provides a state of predictability which allows brokers and agents to act with confidence. Founded in 1967, W. R. Berkley Corporation has grown from a small... Read More

POSITIONAssociate / Senior Associate / Vice PresidentORGANIZATIONNewbury Partners specializes in purchasing limited partnership interests in established leveraged buyout,... Read More

Opportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances activities, including all reports and... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Responsibilities Work closely with business partners to understand needs, define cross functional plan, project scope etc. Create Project plan in line with NatWest Markets... Read More

Req Number 113535 Job Description Analyzes, verifies, tracks and recommends for Project, Product and Solution implementation and maintenance. Liaises between various agile... Read More