Compliance Specialist Jobs in White Plains, NY

About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak... Read More

Financial Specialist - Legal Compliance - Finance Administration New York, NY Posted Mar 13, 2024 - Requisition No. 123780 The energy of a newsroom, the pace of a trading... Read More

Do you have experience handling compliance matters in the life insurance industry? If so, this is a great opportunity to join a great company! This position is ideal for... Read More

About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance Officer role is based in Englewood or New York and the successful candidate... Read More

Opportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances activities, including all reports and... Read More

Title: Quality Assurance Specialist Category: Customer Service Support EmploymentType: Full-Time Location: NJ-Clifton LocationType: corporate JobLocation: Clifton, New... Read More

COMPANY: Hedge Fund POSITION: Temp to Perm Part-Time Administrative Receptionist LOCATION: Jericho, NY HOURS: 9:00AM-2:00PM Monday-Thursday in office COMPENSATION: $25/hr... Read More

Paul Davis Restoration - JobID: 100-139316328 [Office Assistant / Receptionist] As an Administrative Assistant at Paul Davis Restoration, you'll: Answer phones and perform... Read More

About the job Vendor Compliance Analyst Sr. Vendor Compliance Analyst Sr. needs 2+ years vendor compliance experience Vendor Compliance Analyst Sr. requires: 2+ years... Read More

Description We are offering a contract employment opportunity for a Sr. Compliance Analyst in New York, New York. Does this sound like you? Provide advisory services and... Read More

$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance... Read More

About the Role: Grade Level (for internal use): 12 About the Role: S P Global is seeking a Compliance Director to join our Compliance Team for the S P Global Dow Jones... Read More

Responsibilities : Work regularly with the CCO-Alternatives and Alternatives Legal Compliance team, as well as other divisional CCOs and legal staff, in developing and... Read More

About Client: The client is a prominent global investment bank with a diverse range of financial services and a reputation for delivering independent and conflict-free... Read More

Senior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a... Read More

Client Asset Control Guru Wanted at Adecco! Are you a regulatory Rockstar with a passion for client protection? Do you thrive in a fast-paced environment and enjoy... Read More

SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal Compliance New York, NY Posted Apr 25, 2024 - Requisition No. 124842 The energy of a newsroom, the... Read More

The ideal candidate will be someone who has experience with the following regulatory agencies: -New York City Department of Buildings -New York City Housing Preservation... Read More

1307 Walt Whitman (22600), United States of America, Melville, New York Compliance Manager - Lending Finance Corporate Compliance is seeking a Compliance Advisor Manager... Read More