Compliance Officer Jobs in White Plains, NY

Join a leading fintech company that's democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With... Read More

Job Description The Office of the New York City Comptrollers Bureau of Asset Management (BAM) supports the Comptroller in his role as investment advisor, custodian, and... Read More

Compliance Officer / Regulatory Counsel Regulated Funds (1940 Act) A prestigious Asset Manager focused on income-oriented credit investments is hiring a Compliance Officer... Read More

Responsibilities Performing broker dealer compliance testing reviews aimed at assessing the organization's ability to comply with applicable regulatory requirements The... Read More

Job Description Only those applicants with permanent civil service status as an Administrative Staff Analyst (NM) are eligible to apply to this job posting, otherwise you... Read More

Job Description The Fire Department of the City of New York (FDNY) is the largest Fire Department in the United States and universally is recognized as the world's busiest... Read More

Enterprise Compliance Officer (AML Tuning Analytics) The Enterprise Compliance Lead/Manager will manage the tuning and optimization of AML monitoring systems. This... Read More

Title: Executive Director Clinical Compliance Officer Location: Midtown Org Unit: Compliance and Privacy Office Work Days: Monday-Friday Exemption Status: Exempt Salary... Read More

Senior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a... Read More

City Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern New Jersey (Westwood, NJ) City Wide ,... Read More

$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance... Read More

SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal Compliance New York, NY Posted Apr 25, 2024 - Requisition No. 124842 The energy of a newsroom, the... Read More

Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing internal... Read More

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,... Read More

The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws,... Read More

The Financial Crimes Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws,... Read More

About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak... Read More

About the Role: Grade Level (for internal use): 10 The Role: Compliance Officer - Control Room The Team: Control Room is part of the Compliance Monitoring and Exams part... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with internal strategies,... Read More