Compliance Specialist Jobs in Stamford, CT

Salary: 50k-55k annually Schedule: Monday to Friday 9am to 5pm Ensure compliance with Federal and State laws, regulations, and Agency policies by reviewing, monitoring,... Read More

The Global Trade Compliance (GTC) Specialist will support compliant export and import transactions. Successful candidates will have experience managing export and import... Read More

The Senior Compliance Testing Analyst assists the Governance and Standards (G S) Team in the development and implementation of all G S initiatives. Knowledgeable in the... Read More

West Creek 3 (12073), United States of America, Richmond, Virginia Anti-Money Laundering, Compliance Advisory Specialist III Capital One is a diversified bank that offers... Read More

We are currently seeking a smart, energetic, and affable person to join its Connecticut office. The ideal candidate will demonstrate an ability to proactively manage and... Read More

Administrative Assistant Next Level Planning Melville, NY On-site, full time Full-time Looking for an experienced executive assistant 1-10 employees Financial Services... Read More

About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak... Read More

Job Title: Fleet Administrator Pay: $25/HR on w2 Location: Purchase NY Summary: This role is to provide support to the field fleet teams. This role is responsible for... Read More

Compliance Officer / Regulatory Counsel Regulated Funds (1940 Act) A prestigious Asset Manager focused on income-oriented credit investments is hiring a Compliance Officer... Read More

Responsibilities Performing broker dealer compliance testing reviews aimed at assessing the organization's ability to comply with applicable regulatory requirements The... Read More

Compliance Manager role with low cost medical coverage, generous paid time off and 403B Retirment plan with company match This Jobot Job is hosted by: Donna Gawroski-Kusik... Read More

$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance... Read More

Do you have experience handling compliance matters in the life insurance industry? If so, this is a great opportunity to join a great company! This position is ideal for... Read More

Are you a seasoned securities paralegal who has experience with securities filings and insurance products?' Is a culture where People Count, We Do the Right Thing, and We... Read More

Compliance Analyst Job Description Assist team with the implementation of an effective compliance program identifying and prioritizing compliance and regulatory risk... Read More

Opportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances activities, including all reports and... Read More

The Financial Crimes Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws,... Read More

Job Description: Anti-Fraud Team is looking for an Analyst and Associate level compliance Business analyst to support a project. The Analyst will be working on a project... Read More

The Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations... Read More