Compliance Monitoring Officer Jobs in New York, NY 10292

Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and... Read More

Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read More

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four... Read More

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read More

Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read More

Company Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management firms. We are a boutique financial... Read More

City Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern New Jersey (Westwood, NJ) City Wide ,... Read More

Compliance Officer / Regulatory Counsel Regulated Funds (1940 Act) A prestigious Asset Manager focused on income-oriented credit investments is hiring a Compliance Officer... Read More

Responsibilities Performing broker dealer compliance testing reviews aimed at assessing the organization's ability to comply with applicable regulatory requirements The... Read More

COMPANY: Hedge Fund POSITION: Legal and Compliance Analyst LOCATION: Midtown, Manhattan (HYBRID 3 Days In Office/2 Days Work from Home) HOURS: 8:00am 5:00pm (with... Read More

General Summary: The Sanctions Analyst is responsible for supporting the BBVA New York Branch s Sanctions Program and will directly report to the Sanctions Program... Read More

About The Levy Group With over 75 years of industry expertise, The Levy Group remains one of the largest apparel manufacturers in the United States. Our commitment to... Read More

About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak... Read More

Location: NYC (Midtown) Compensation: $200k-$225k base + bonus Company: $70 billion alternative asset manager in NYC The Role The Compliance Officer will act as a... Read More

$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance... Read More

Our client, a global investment management firm based in New York, NY, is seeking a Senior Onboarding Professional to join their Global AML program. This person will be... Read More

Senior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm s information via risk assessments, audits,... Read More

Compliance Analyst Job Description Assist team with the implementation of an effective compliance program identifying and prioritizing compliance and regulatory risk... Read More

COMPLIANCE ANALYST New York, NY Our client, a NYC-based trading firm is looking for a Compliance Analyst. The team is charged with establishing, implementing and... Read More