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Legal/Compliance Analyst Jobs in CA
Jobs 1 to 20 of 70 -
Axos Bank • San Diego, CA 92101About This Job Conduct compliance risk assessments, quality assurance reviews, compliance monitoring processes, and company-wide compliance training, covering high risk... Read MoreAbout This Job Conduct compliance risk assessments, quality assurance reviews, compliance monitoring processes, and company-wide... Read More
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Robert Walters • San Francisco, CA 94199Compliance Analyst Our client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team. As a... Read MoreCompliance Analyst Our client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance... Read More
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Imperial Management Administrators Services • Pasadena, CA 91101People are the most important asset of Imperial for this reason the difference and plurality of people, equality of opportunities, non-discrimination and inclusion in the... Read MorePeople are the most important asset of Imperial for this reason the difference and plurality of people, equality of opportunities,... Read More
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Hamlyn Williams • San Diego, CA 92101Our Advertising Compliance team is tasked with evaluating all client-facing materials authored by our staff, advisors, and external sources to ensure their fairness and... Read MoreOur Advertising Compliance team is tasked with evaluating all client-facing materials authored by our staff, advisors, and external... Read More
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ConsumerDirect, Inc. • Irvine, CA 92602Local candidates ONLY this position is on-site Monday Friday. About ConsumerDirect: ConsumerDirect is the people-first-financial platform and creator of smartcredit.com,... Read MoreLocal candidates ONLY this position is on-site Monday Friday. About ConsumerDirect: ConsumerDirect is the people-first-financial... Read More
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Tucker Parker Smith Group (TPS Group) • San Jose, CA 95101Trade Compliance Project Manager Location: San Jose, CA (Remote) PST only 4 month Assignment (Great potential to extend or convert) Pay Rate $34.45/hr. On behalf of our... Read MoreTrade Compliance Project Manager Location: San Jose, CA (Remote) PST only 4 month Assignment (Great potential to extend or convert)... Read More
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Ultimate Staffing • Newport Beach, CA 92659We are looking for a contract Compliance Consultant to play a crucial role in supporting the Code of Ethics compliance program, focusing on employee personal trading and... Read MoreWe are looking for a contract Compliance Consultant to play a crucial role in supporting the Code of Ethics compliance program,... Read More
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Innovative Management Systems Incorporated • Whittier, CA 90601Description: The Position. The Regulatory Compliance Manager will assist the Compliance Officer with implementation and ongoing development of the Company's Compliance Program to ensure adherence to regulatory requirements. The Regulatory Compliance Manager will serve as... Read MoreDescription: The Position. The Regulatory Compliance Manager will assist the Compliance Officer with implementation and ongoing... Read More -
AMISEQ • San Jose, CA 95101Senior Security Governance, Risk, Compliance (GRC) Analyst San Jose, CA - Hybrid role 6 Months Contract Reporting to the Director Information Security, Governance, Risk,... Read MoreSenior Security Governance, Risk, Compliance (GRC) Analyst San Jose, CA - Hybrid role 6 Months Contract Reporting to the Director... Read More
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By The Bay Health • Larkspur, CA 94977We are seeking a detail-oriented Regulatory Compliance Manager to ensure adherence to regulatory requirements and ethical standards within our hospice and home care... Read MoreWe are seeking a detail-oriented Regulatory Compliance Manager to ensure adherence to regulatory requirements and ethical standards... Read More
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Madison-Davis, LLCA fintech firm located in Orange County, CA who s looking to bring on board a Regulatory Compliance Officer to their team. They are currently growing at a rapid pace and... Read MoreA fintech firm located in Orange County, CA who s looking to bring on board a Regulatory Compliance Officer to their team. They are... Read More
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Diligente TechnologiesResponsibilities: Perform gap assessments of existing compliance policies, processes , and controls to identify deficiencies and areas for improvement. Conduct design and... Read MoreResponsibilities: Perform gap assessments of existing compliance policies, processes , and controls to identify deficiencies and... Read More
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Sia Partners • San Francisco, CA 94199Sia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior... Read MoreSia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting... Read More
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Long Beach Transit • Long Beach, CA 90899Thank you for your interest in working for Long Beach Transit. We are hiring, and all LBT job applications must be submitted online through our career's website. The... Read MoreThank you for your interest in working for Long Beach Transit. We are hiring, and all LBT job applications must be submitted online... Read More
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California Department of Public Health (CDPH)The California Department of Public Health (CDPH) is currently hiring for an Associate Management Auditor within our Office of Compliance. In this role, you will serve as... Read MoreThe California Department of Public Health (CDPH) is currently hiring for an Associate Management Auditor within our Office of... Read More
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JCWOur client, a global bank, is looking for a consultant who can join for a project which will require being onsite in their Los Angeles branch. We are seeking a... Read MoreOur client, a global bank, is looking for a consultant who can join for a project which will require being onsite in their Los... Read More
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Leonid Group Ltd • Irvine, CA 92602This is an exciting opportunity to join a global leader in aerospace and defense renowned for its groundbreaking technologies and solutions. Our client specializes in... Read MoreThis is an exciting opportunity to join a global leader in aerospace and defense renowned for its groundbreaking technologies and... Read More
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Blue Shield of California • El Dorado Hills, CA 95762Your Role The Corporate Services Finance team ensures financial stewardship of the Corporate Services administrative budget and serves as the trusted financial advisor to executive leadership. Our team is looking for a Financial Analyst, Consultant to steer financial... Read MoreYour Role The Corporate Services Finance team ensures financial stewardship of the Corporate Services administrative budget and... Read More
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Blue Shield of California • Oakland, CA 94601Your Role The Managed Care Finance team administers the financial terms and conditions of our capitated contracts with IPA/Medical Groups, Hospitals, and Vendors. The Financial Analyst, Experienced will report to the Manager of Managed Care Finance. In this role you will... Read MoreYour Role The Managed Care Finance team administers the financial terms and conditions of our capitated contracts with IPA/Medical... Read More
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SEB Professional • Montebello, CA 90640Job Description Position Title: SR. FINANCIAL ANALYST Location: Montebello, CA 90640, USA Job Category: Accounting and Finance Req ID: SRFIN001277 Schedule: Full Time... Read MoreJob Description Position Title: SR. FINANCIAL ANALYST Location: Montebello, CA 90640, USA Job Category: Accounting and Finance Req... Read More
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