Financial Services Compliance & Regulatory Attorney Jobs in New York, NY 10261

We are working with a sophisticated, Am Law 100 firm, seeking a Securities Capital Market Associate for their New York office. The firm handles securities and corporate... Read More

About: A Vault 50 law firm is seeking a Finance Attorney to join its New York City office to help support the leveraged finance practice group. The practice has broad... Read More

The Company: The Global Association of Risk Professionals is a non-partisan, not-for-profit membership organization focused on elevating the practice of risk management.... Read More

Prestigious AmLaw 50 firm is seeking an Associate with 3+ years of Project Finance experience to join its growing practice in New York City. This global team engages in... Read More

Location: New York City (no remote option) Compensation: $200k-$225k base + bonus (200k-300k) Role Overview: Join a leading private debt investment manager as a VP,... Read More

Summary: Ranked one of the top 100 top RIAs by Barron s Forbes and headquartered in Parsippany, New Jersey with several regional offices across the country, Summit... Read More

One of the top law firms in the country is actively looking for a Tax Attorney that will join the firm and have a long term impact on the team! This Jobot Job is hosted... Read More

We are seeking an experienced Commercial Real Estate Finance Attorney to join our client's esteemed mid-size law firm. As a Commercial Real Estate Finance Attorney you... Read More

Our client is an investment bank servicing clients in fixed income and equity capital markets globally. They are currently looking for someone to come in to service their... Read More

Compliance Officer / Regulatory Counsel Regulated Funds (1940 Act) A prestigious Asset Manager focused on income-oriented credit investments is hiring a Compliance Officer... Read More

A Regulatory/Raw Materials Compliance Analyst (hybrid) position in Morris Plains, NJ is now available through Adecco Medical and Science. In this role, you will be working... Read More

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four... Read More

Roseland, NJ Summary The Conflicts and Audit Letter Analyst will be responsible for a variety of tasks, including the performance and generation of conflict of interest... Read More

Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and... Read More

Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read More

Company Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management firms. We are a boutique financial... Read More

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read More

Cetera Financial Group is seeking a Supervisor, Paralegal to work out of our offices located in New York, New York or El Segundo, California. This is a unique opportunity... Read More

Collections / Accounts Receivable Specialist Our client, a highly regarded legal firm located in Roseland, New Jersey, is currently seeking a Collections/Accounts... Read More