Executive Director & Clinical Compliance Officer Jobs in New York, NY 10022

Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read More

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four... Read More

Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read More

A leading multinational investment bank is looking to hire a Director - Equities Compliance Advisory. Ideal candidates will have extensive experience with equity... Read More

Job Title: Compliance Manager II Location: New York NY Onsite Duration: 6 Months Contract Pay Range: $60 - $65 an hour on w2 without benefits. Job Description Summary: The... Read More

Our client, a not-for-profit, seeks to hire a Corporate Compliance Manager to support their overall corporate compliance and corporate governance functions. The corporate... Read More

Our client, a growing financial services organization, is hiring a Governance and Risk Security Manager for the fully remote full-time role. Areas of focus: Manage the... Read More

Do you have experience handling compliance matters in the life insurance industry? If so, this is a great opportunity to join a great company! This position is ideal for... Read More

Opportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances activities, including all reports and... Read More

Senior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm s information via risk assessments, audits,... Read More

Compliance Manager role with low cost medical coverage, generous paid time off and 403B Retirment plan with company match This Jobot Job is hosted by: Donna Gawroski-Kusik... Read More

Business Overview: We are conducting a search for an experienced Compliance Officer to cover the Equity Capital Markets ( ECM ) business for BNP Paribas in the Americas.... Read More

THE FIRM: Top, Global Alternative Asset Manager *Managing over $100B in AUM *Exciting time to join the firm as they are in growth mode *Flexible hybrid schedule (4 days in... Read More

Salary is 160k to 185k + bonus Hybrid position Responsibilities: Develop and oversee GRC - IT compliance and IT Risk strategies, ensuring alignment with regulatory... Read More

Compliance Officer / Regulatory Counsel Regulated Funds (1940 Act) A prestigious Asset Manager focused on income-oriented credit investments is hiring a Compliance Officer... Read More

Primary Care Development Corporation ( PCDC ): Catalyzing Excellence in Primary Care Quality primary care is transformative and a cornerstone of healthy, thriving... Read More

Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and... Read More

$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance... Read More

Company Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management firms. We are a boutique financial... Read More