Compliance Analyst (AML) Jobs in Stamford, CT 06928

About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak... Read More

Compliance Analyst Job Description Assist team with the implementation of an effective compliance program identifying and prioritizing compliance and regulatory risk... Read More

COMPANY: Hedge Fund POSITION: Legal and Compliance Analyst LOCATION: Midtown, Manhattan (HYBRID 3 Days In Office/2 Days Work from Home) HOURS: 8:00am 5:00pm (with... Read More

General Summary: The Sanctions Analyst is responsible for supporting the BBVA New York Branch s Sanctions Program and will directly report to the Sanctions Program... Read More

About The Levy Group With over 75 years of industry expertise, The Levy Group remains one of the largest apparel manufacturers in the United States. Our commitment to... Read More

Senior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm s information via risk assessments, audits,... Read More

COMPLIANCE ANALYST New York, NY Our client, a NYC-based trading firm is looking for a Compliance Analyst. The team is charged with establishing, implementing and... Read More

Our client, a global investment management firm based in New York, NY, is seeking a Senior Onboarding Professional to join their Global AML program. This person will be... Read More

E-Communications Compliance Surveillance Analyst Legal Compliance Team My client's Legal Compliance Department safeguards the company's integrity, ensuring ethical conduct... Read More

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four... Read More

What are your top 3 required technical skills? proficiency (concepts, forecasting/budgeting, modeling, analysis) principles (GAAP) in Excel What are a couple of... Read More

Compliance Officer / Regulatory Counsel Regulated Funds (1940 Act) A prestigious Asset Manager focused on income-oriented credit investments is hiring a Compliance Officer... Read More

Our client, an organization with a strong reputation in their industry is looking to add a Financial Analyst to join their team due to growth. This organization is a... Read More

Responsibilities Performing broker dealer compliance testing reviews aimed at assessing the organization's ability to comply with applicable regulatory requirements The... Read More

Juno Search Partners is a certified women-founded and women-led talent solutions firm with extensive experience in the placement of accounting, administrative, finance,... Read More

Rapidly Growing, Private Equity backed Healthcare Technology Company has an immediate need or a Senior Analyst in Financial Planning Analysis! In this role, you'll be at... Read More

Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and... Read More

Do you have experience handling compliance matters in the life insurance industry? If so, this is a great opportunity to join a great company! This position is ideal for... Read More

Financial Analyst Farmingdale Queens, NY Our client, a large healthcare services corporation, is hiring for a Financial Analyst position in Suffolk County, NY. Qualified... Read More