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Compliance Manager Jobs in White Plains, NY 10606
Jobs 1 to 20 of 387 -
HumanEdge • Rockleigh, NJ 07647Opportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances activities, including all reports and... Read MoreOpportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances... Read More
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Solomon Page • New York, NY 10261We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service, integrated financial services firm that... Read MoreWe are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service,... Read More
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Blue Signal Search • New York, NY 10261Risk and Compliance Manager Our client is a premier development and construction company with a legacy spanning over 135 years, committed to transforming the way people... Read MoreRisk and Compliance Manager Our client is a premier development and construction company with a legacy spanning over 135 years,... Read More
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Top Stack • New York, NY 10261Our client, a growing financial services organization, is hiring a Governance and Risk Security Manager for the fully remote full-time role. Areas of focus: Manage the... Read MoreOur client, a growing financial services organization, is hiring a Governance and Risk Security Manager for the fully remote... Read More
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Cardea Group • New York, NY 10261Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief... Read MoreDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international... Read More
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Ascendo Resources • New York, NY 10261Global Private Markets firm is seeking a Compliance Associate. In this role you will be responsible for administering the Compliance program for funds registered under the... Read MoreGlobal Private Markets firm is seeking a Compliance Associate. In this role you will be responsible for administering the... Read More
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NTT DATA • New York, NY 10261Req ID: 275384 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow with us. If you want to be part of an inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Financial Services... Read MoreReq ID: 275384 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow with us. If... Read More
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FirstKey Mortgage, LLC • New York, NY 10261Company Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management firms. We are a boutique financial... Read MoreCompany Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management... Read More
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Cardea Group • New York, NY 10261Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance... Read MoreCompliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an... Read More
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BNY Mellon • New York, NY 10261Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the... Read MoreBring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business,... Read More
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Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mu
Atlantic Group • Stamford, CT 06925$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance... Read More$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee... Read More -
QUANTEAM - North America (RAINBOW PARTNERS Group) • New York, NY 10261As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read MoreAs the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and... Read More
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First Citizens Bank • New York, NY 10036Overview First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing solutions for renewable and conventional power generation. The unit manages a large, diverse portfolio that includes investments in all asset... Read MoreOverview First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing... Read More
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Green Key Resources • Hauppauge, NY 11788Summary The EDD Analyst will assist the KYC-EDD Program Manager in the administration of the high-risk customer Enhanced Due Diligence (EDD) program, a part of Dime s... Read MoreSummary The EDD Analyst will assist the KYC-EDD Program Manager in the administration of the high-risk customer Enhanced Due... Read More
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PAYARC • Greenwich, CT 06831We are a technology-driven company. We built our business with the purpose of empowering people and improving their organizations, one payment at a time. We started our... Read MoreWe are a technology-driven company. We built our business with the purpose of empowering people and improving their organizations,... Read More
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Mitsubishi UFJ Trust and Banking Corporation, New York Branch • New York, NY 10261Responsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global Financial Crimes Division Standards.... Read MoreResponsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global... Read More
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Social Capital Resources • New York, NY 10261Top-Tier Financial Services firm is seeking a Vice President for their Settlements team! Responsibilities: Settlement of securities resolving issues, pair offs, payments... Read MoreTop-Tier Financial Services firm is seeking a Vice President for their Settlements team! Responsibilities: Settlement of securities... Read More
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Wafra • New York, NY 10261About Wafra: Wafra is a global alternative investment manager with over $32 billion of assets under management across a range of alternative assets, including alternative... Read MoreAbout Wafra: Wafra is a global alternative investment manager with over $32 billion of assets under management across a range of... Read More
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Green Key Resources • New York, NY 10261Trust Compliance Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank s Investment Management Division/Trust Department and... Read MoreTrust Compliance Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank s Investment Management... Read More
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Astir IT Solutions, Inc. • New City, NY 10956Role : Equity Swap Business Analyst(Only w2) Location : New York City, NY(Onsite) Overview: We are seeking an experienced Equity Swap Business Analyst to join our dynamic... Read MoreRole : Equity Swap Business Analyst(Only w2) Location : New York City, NY(Onsite) Overview: We are seeking an experienced Equity... Read More
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