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Vice President Compliance Jobs in New York, NY 10261
Jobs 1 to 20 of 230 -
BNY Mellon • New York, NY 10261Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the... Read MoreBring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business,... Read More
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Mitsubishi UFJ Trust and Banking Corporation, New York Branch • New York, NY 10261Responsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global Financial Crimes Division Standards.... Read MoreResponsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global... Read More
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Cardea Group • New York, NY 10261Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief... Read MoreDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international... Read More
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DWS Group • New York, NY 10261Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read MoreEmployer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole... Read More
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First Citizens Bank • New York, NY 10036Overview First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing solutions for renewable and conventional power generation. The unit manages a large, diverse portfolio that includes investments in all asset... Read MoreOverview First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing... Read More
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Cerberus Capital Management • New York, NY 10261Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read MoreFounded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary... Read More
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Social Capital Resources • New York, NY 10261Top-Tier Financial Services firm is seeking a Vice President for their Settlements team! Responsibilities: Settlement of securities resolving issues, pair offs, payments... Read MoreTop-Tier Financial Services firm is seeking a Vice President for their Settlements team! Responsibilities: Settlement of securities... Read More
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The Goodkind Group, LLC • New York, NY 10261Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and... Read MoreConduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting... Read More
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QUANTEAM - North America (RAINBOW PARTNERS Group) • New York, NY 10261As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read MoreAs the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and... Read More
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Curinos • New York, NY 10261Curinos is the leading provider of data, technologies and insights that enable financial institutions to make faster, better and more profitable data-driven decisions.... Read MoreCurinos is the leading provider of data, technologies and insights that enable financial institutions to make faster, better and... Read More
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Curinos • New York, NY 10261Curinos is the leading provider of data, technologies and insights that enable financial institutions to make better, and more profitable, data-driven decisions faster.... Read MoreCurinos is the leading provider of data, technologies and insights that enable financial institutions to make better, and more... Read More
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Tikehau Capital • New York, NY 10261Job Title Credit Research Analyst (Senior Associate or Vice-President) Salary Range USD $170k to $220k per year. This position is eligible for annual and/or long-term... Read MoreJob Title Credit Research Analyst (Senior Associate or Vice-President) Salary Range USD $170k to $220k per year. This position is... Read More
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Jefferies • New York, NY 10261Jefferies Financial Group Inc. ( Jefferies, we, us or our ) is a U.S.-headquartered global full service, integrated investment banking and securities firm. Our largest... Read MoreJefferies Financial Group Inc. ( Jefferies, we, us or our ) is a U.S.-headquartered global full service, integrated investment... Read More
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Sumitomo Mitsui Banking Corporation - SMBC Group • New York, NY 10261Overview The position is with the Structured Trade Commodity Finance group, part of the Global Trade Finance department. The main role of the person is to represent STCF... Read MoreOverview The position is with the Structured Trade Commodity Finance group, part of the Global Trade Finance department. The main... Read More
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New Start Capital • New York, NY 10261Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit... Read MoreCompany Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping... Read More
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Apex Staffing NY • New York, NY 10261All qualified applicants must be local to the NYC are - no relocation will be considered at this time. Our client is looking for a highly skilled Cloud Engineer to join... Read MoreAll qualified applicants must be local to the NYC are - no relocation will be considered at this time. Our client is looking for a... Read More
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New York Technology Partners • Jersey City, NJ 07097Vice President Data Analytics Manager Must be willing to work onsite 1-3 days a week in Jersey City Role Description Reporting to the Data Analytics Director, in the... Read MoreVice President Data Analytics Manager Must be willing to work onsite 1-3 days a week in Jersey City Role Description Reporting to... Read More
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Solomon Page • New York, NY 10261We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service, integrated financial services firm that... Read MoreWe are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service,... Read More
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Taurus Search • New York, NY 10261My client is an international financial services company seeking a Hedge Funds Credit Risk Analyst at the VP-level. This position will supply coverage for Hedge Funds and... Read MoreMy client is an international financial services company seeking a Hedge Funds Credit Risk Analyst at the VP-level. This position... Read More
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BBVA • New York, NY 10261Summary of Responsibilities The VP will be part of the team responsible for the origination, structuring, and execution of secured as well as unsecured Real Estate Finance... Read MoreSummary of Responsibilities The VP will be part of the team responsible for the origination, structuring, and execution of secured... Read More
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