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Compliance Officer - Mutual Funds Jobs in Stamford, CT 06925
Jobs 1 to 20 of 312 -
Green Key Resources • Hauppauge, NY 11788Summary The EDD Analyst will assist the KYC-EDD Program Manager in the administration of the high-risk customer Enhanced Due Diligence (EDD) program, a part of Dime s... Read MoreSummary The EDD Analyst will assist the KYC-EDD Program Manager in the administration of the high-risk customer Enhanced Due... Read More
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Cardea Group • New York, NY 10261Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief... Read MoreDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international... Read More
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Cardea Group • New York, NY 10261Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance... Read MoreCompliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an... Read More
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Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mu
Atlantic Group • Stamford, CT 06925$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance... Read More$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee... Read More -
QUANTEAM - North America (RAINBOW PARTNERS Group) • New York, NY 10261As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read MoreAs the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and... Read More
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Cloudbreak Compliance Group, LLC • White Plains, NY 10606About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak... Read MoreAbout Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily... Read More
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FirstKey Mortgage, LLC • New York, NY 10261Company Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management firms. We are a boutique financial... Read MoreCompany Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management... Read More
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Mast-Jägermeister US • White Plains, NY 10606Position Summary: Mast-Jà germeister US is seeking a savvy Senior Finance Analyst to join our motivated and fast paced Finance team in White Plains, NY. The SFA will work on a variety of tasks, including modeling, reporting, metrics, and forecasting. The ideal candidate... Read MorePosition Summary: Mast-Jà germeister US is seeking a savvy Senior Finance Analyst to join our motivated and fast paced Finance team... Read More
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PAYARC • Greenwich, CT 06831We are a technology-driven company. We built our business with the purpose of empowering people and improving their organizations, one payment at a time. We started our... Read MoreWe are a technology-driven company. We built our business with the purpose of empowering people and improving their organizations,... Read More
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Green Key Resources • New York, NY 10261Trust Compliance Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank s Investment Management Division/Trust Department and... Read MoreTrust Compliance Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank s Investment Management... Read More
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Kashable • New York, NY 10261Company Introduction Kashable is a fast growing, venture-backed Fin-Tech startup based in NYC. We provide socially- responsible, low-cost credit to American employees... Read MoreCompany Introduction Kashable is a fast growing, venture-backed Fin-Tech startup based in NYC. We provide socially- responsible,... Read More
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BBVA • New York, NY 10261General Summary: The Sanctions Analyst is responsible for supporting the BBVA New York Branch s Sanctions Program and will directly report to the Sanctions Program... Read MoreGeneral Summary: The Sanctions Analyst is responsible for supporting the BBVA New York Branch s Sanctions Program and will directly... Read More
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The Levy Group • New York, NY 10261About The Levy Group With over 75 years of industry expertise, The Levy Group remains one of the largest apparel manufacturers in the United States. Our commitment to... Read MoreAbout The Levy Group With over 75 years of industry expertise, The Levy Group remains one of the largest apparel manufacturers in... Read More
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HumanEdge • Rockleigh, NJ 07647Opportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances activities, including all reports and... Read MoreOpportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances... Read More
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Solomon Page • New York, NY 10261We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service, integrated financial services firm that... Read MoreWe are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service,... Read More
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TalentBurst, an Inc 5000 company • New York, NY 10261Sr. Global Trade Compliance Analyst Full Remote Opportunity, candidates can be nationwide Please ensure candidates can work EST Hours if Sourced outside of East Coast... Read MoreSr. Global Trade Compliance Analyst Full Remote Opportunity, candidates can be nationwide Please ensure candidates can work EST... Read More
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Astir IT Solutions, Inc. • New City, NY 10956Role : Equity Swap Business Analyst(Only w2) Location : New York City, NY(Onsite) Overview: We are seeking an experienced Equity Swap Business Analyst to join our dynamic... Read MoreRole : Equity Swap Business Analyst(Only w2) Location : New York City, NY(Onsite) Overview: We are seeking an experienced Equity... Read More
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Blue Signal Search • New York, NY 10261Risk and Compliance Manager Our client is a premier development and construction company with a legacy spanning over 135 years, committed to transforming the way people... Read MoreRisk and Compliance Manager Our client is a premier development and construction company with a legacy spanning over 135 years,... Read More
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ConnectOne Bank • Englewood Cliffs, NJ 07632Description: About us: ConnectOne Bank proves that putting people first is a better way to do business. At ConnectOne, we're builders of businesses, communities, and equity. Most importantly, we're building opportunities. Our mission is to ensure our employees feel... Read MoreDescription: About us: ConnectOne Bank proves that putting people first is a better way to do business. At ConnectOne, we're... Read More -
Incedo Inc. • Jersey City, NJ 07097Location: Jersey City, NJ/ Wilmington, DE Job Description: Develop dashboards to provide business and technical insights. Write technical JIRA user stories and evaluate... Read MoreLocation: Jersey City, NJ/ Wilmington, DE Job Description: Develop dashboards to provide business and technical insights. Write... Read More
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