Compliance Testing Specialist Sr - Governance & Standards Jobs in Hicksville, NY 11801

Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief... Read More

Global Metals Trading Firm located in Midtown Manhattan is seeking a Compliance Specialist to add to their growing team. They will train an individual who has 1-2 years... Read More

Summary The EDD Analyst will assist the KYC-EDD Program Manager in the administration of the high-risk customer Enhanced Due Diligence (EDD) program, a part of Dime s... Read More

CardWorks Servicing ( CWS ) is one of the largest privately-held provider of outsourcing services for bankcard-related products to banks and non-bank lenders in North... Read More

Sr. Global Trade Compliance Analyst Full Remote Opportunity, candidates can be nationwide Please ensure candidates can work EST Hours if Sourced outside of East Coast... Read More

About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak... Read More

Company Introduction Kashable is a fast growing, venture-backed Fin-Tech startup based in NYC. We provide socially- responsible, low-cost credit to American employees... Read More

General Summary: The Sanctions Analyst is responsible for supporting the BBVA New York Branch s Sanctions Program and will directly report to the Sanctions Program... Read More

Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance... Read More

About The Levy Group With over 75 years of industry expertise, The Levy Group remains one of the largest apparel manufacturers in the United States. Our commitment to... Read More

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read More

A leading multinational investment bank is looking to hire a Director - Equities Compliance Advisory. Ideal candidates will have extensive experience with equity... Read More

Location: NYC (Hybrid) Compensation: $125k-$175k base + bonus ($40k-$75k) Overview: The Funds and Trading Specialist will collaborate closely with various teams within the... Read More

Company Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management firms. We are a boutique financial... Read More

$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance... Read More

Our client, a well-respected boutique bank, is seeking to add a Director to their Swap Dealer Compliance Team. This is an amazing opportunity to join a top firm with an... Read More

Trust Compliance Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank s Investment Management Division/Trust Department and... Read More

Business Overview: We are conducting a search for an experienced Compliance Officer to cover the Equity Capital Markets ( ECM ) business for BNP Paribas in the Americas.... Read More

THE FIRM: Top, Global Alternative Asset Manager *Managing over $100B in AUM *Exciting time to join the firm as they are in growth mode *Flexible hybrid schedule (4 days in... Read More