-
Chief Compliance Officer (CCO) Of Broker-Dealer Jobs in New York, NY 10292
Jobs 1 to 20 of 100 -
Cardea Group • New York, NY 10261Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief... Read MoreDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international... Read More
-
First Citizens Bank • New York, NY 10036Overview First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing solutions for renewable and conventional power generation. The unit manages a large, diverse portfolio that includes investments in all asset... Read MoreOverview First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing... Read More
-
Cerberus Capital Management • New York, NY 10261Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read MoreFounded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary... Read More
-
BNY Mellon • New York, NY 10261Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the... Read MoreBring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business,... Read More
-
Mitsubishi UFJ Trust and Banking Corporation, New York Branch • New York, NY 10261Responsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global Financial Crimes Division Standards.... Read MoreResponsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global... Read More
-
Social Capital Resources • New York, NY 10261Top-Tier Financial Services firm is seeking a Vice President for their Settlements team! Responsibilities: Settlement of securities resolving issues, pair offs, payments... Read MoreTop-Tier Financial Services firm is seeking a Vice President for their Settlements team! Responsibilities: Settlement of securities... Read More
-
QUANTEAM - North America (RAINBOW PARTNERS Group) • New York, NY 10261As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read MoreAs the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and... Read More
-
Wafra • New York, NY 10261About Wafra: Wafra is a global alternative investment manager with over $32 billion of assets under management across a range of alternative assets, including alternative... Read MoreAbout Wafra: Wafra is a global alternative investment manager with over $32 billion of assets under management across a range of... Read More
-
Kashable • New York, NY 10261Company Introduction Kashable is a fast growing, venture-backed Fin-Tech startup based in NYC. We provide socially- responsible, low-cost credit to American employees... Read MoreCompany Introduction Kashable is a fast growing, venture-backed Fin-Tech startup based in NYC. We provide socially- responsible,... Read More
-
FirstKey Mortgage, LLC • New York, NY 10261Company Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management firms. We are a boutique financial... Read MoreCompany Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management... Read More
-
BBVA • New York, NY 10261General Summary: The Sanctions Analyst is responsible for supporting the BBVA New York Branch s Sanctions Program and will directly report to the Sanctions Program... Read MoreGeneral Summary: The Sanctions Analyst is responsible for supporting the BBVA New York Branch s Sanctions Program and will directly... Read More
-
The Levy Group • New York, NY 10261About The Levy Group With over 75 years of industry expertise, The Levy Group remains one of the largest apparel manufacturers in the United States. Our commitment to... Read MoreAbout The Levy Group With over 75 years of industry expertise, The Levy Group remains one of the largest apparel manufacturers in... Read More
-
Jefferies • New York, NY 10261Jefferies Financial Group Inc. ( Jefferies, we, us or our ) is a U.S.-headquartered global full service, integrated investment banking and securities firm. Our largest... Read MoreJefferies Financial Group Inc. ( Jefferies, we, us or our ) is a U.S.-headquartered global full service, integrated investment... Read More
-
Sumitomo Mitsui Banking Corporation - SMBC Group • New York, NY 10261Overview The position is with the Structured Trade Commodity Finance group, part of the Global Trade Finance department. The main role of the person is to represent STCF... Read MoreOverview The position is with the Structured Trade Commodity Finance group, part of the Global Trade Finance department. The main... Read More
-
New York Technology Partners • Jersey City, NJ 07097Vice President Data Analytics Manager Must be willing to work onsite 1-3 days a week in Jersey City Role Description Reporting to the Data Analytics Director, in the... Read MoreVice President Data Analytics Manager Must be willing to work onsite 1-3 days a week in Jersey City Role Description Reporting to... Read More
-
Apex Staffing NY • New York, NY 10261All qualified applicants must be local to the NYC are - no relocation will be considered at this time. Our client is looking for a highly skilled Cloud Engineer to join... Read MoreAll qualified applicants must be local to the NYC are - no relocation will be considered at this time. Our client is looking for a... Read More
-
BBVA • New York, NY 10261Summary of Responsibilities The VP will be part of the team responsible for the origination, structuring, and execution of secured as well as unsecured Real Estate Finance... Read MoreSummary of Responsibilities The VP will be part of the team responsible for the origination, structuring, and execution of secured... Read More
-
Green Key Resources • New York, NY 10261Trust Compliance Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank s Investment Management Division/Trust Department and... Read MoreTrust Compliance Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank s Investment Management... Read More
-
First Citizens Bank • New York, NY 10036Overview: First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing solutions for renewable and conventional power generation. The unit manages a large, diverse portfolio that includes investments in all asset... Read MoreOverview: First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing... Read More
-
TalentBurst, an Inc 5000 company • New York, NY 10261Sr. Global Trade Compliance Analyst Full Remote Opportunity, candidates can be nationwide Please ensure candidates can work EST Hours if Sourced outside of East Coast... Read MoreSr. Global Trade Compliance Analyst Full Remote Opportunity, candidates can be nationwide Please ensure candidates can work EST... Read More
-
-
- Recent News
-
Quick Links
- Job Search RSS