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U.S. Broker Dealer Senior Regulatory Reporting Controller Jobs in Charlotte, NC 28299
Jobs 1 to 20 of 31 -
First Citizens Bank • York, SC 29745Overview A Financial Services Representative (FSR) supports sales and service delivery in the branch. The FSR builds and expands banking relationships through proactive customer outreach and customer service requests. This position is responsible for opening deposit... Read MoreOverview A Financial Services Representative (FSR) supports sales and service delivery in the branch. The FSR builds and expands... Read More
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Cetera Investors • Charlotte, NC 28201Position Title: Cetera Investors Financial Professional What we need: A Financial Professional that has an existing book of business, willing to deepen relationships while... Read MorePosition Title: Cetera Investors Financial Professional What we need: A Financial Professional that has an existing book of... Read More
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Principal Financial Group • Charlotte, NC 28201A career with more potential You re a successful financial professional. So why should your practice be held back from its full potential? When you partner with Principal... Read MoreA career with more potential You re a successful financial professional. So why should your practice be held back from its full... Read More
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Northwestern Mutual • Huntersville, NC 28078FINANCIAL ADVISOR - HUNTERSVILLE/ LAKE NORMAN I am looking to hire highly motivated and driven individuals to join my team as a Financial Advisor at Northwestern Mutual in... Read MoreFINANCIAL ADVISOR - HUNTERSVILLE/ LAKE NORMAN I am looking to hire highly motivated and driven individuals to join my team as a... Read More
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Fidelity TalentSource LLC • Charlotte, NC 28201Job Description: Financial Services Representative Have a passion for helping people? Join our team of Financial Services Representative where you ll have dedicated time... Read MoreJob Description: Financial Services Representative Have a passion for helping people? Join our team of Financial Services... Read More
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FIG Talent Solutions • Cornelius, NC 28031Financial Advisor Business Consultant Job Description Required Qualifications: Practice Management Business Development experience in the financial services industry Sales... Read MoreFinancial Advisor Business Consultant Job Description Required Qualifications: Practice Management Business Development experience... Read More
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Motion Recruitment • Charlotte, NC 28201Position: Brokerage Customer Service Specialist Location: Charlotte NC (Hybrid model) Term: 12 Months Full on w2 contract financial Client. Required Skill Series 7 (active... Read MorePosition: Brokerage Customer Service Specialist Location: Charlotte NC (Hybrid model) Term: 12 Months Full on w2 contract financial... Read More
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First Citizens Bank • Charlotte, NC 28202Overview This is a hybrid role, with the expectation that time working will regularly take place inside and outside of a company office. (2) days a week in the Charlotte or Raleigh office. This position supports Bank subsidiaries by testing the design and effectiveness... Read MoreOverview This is a hybrid role, with the expectation that time working will regularly take place inside and outside of a company... Read More
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Financial Planning Consultant (Required: Series 7/66 or 63/65 combo) (Remote: Pacific NW - MT, ID, W
Avantax Planning Partners • Charlotte, NC 28201Position Summary Avantax Planning Partners is seeking a Financial Planning Consultant that will service a book of business provided by Avantax Planning Partners (APP). The... Read MorePosition Summary Avantax Planning Partners is seeking a Financial Planning Consultant that will service a book of business provided... Read More -
First Citizens Bank • Charlotte, NC 28202Overview This position provides operational and trading support to Financial Advisors and their clients. Facilitates high service standards by ensuring efficient daily operations. Answers client calls for operational inquiries or account requests. Responsible for... Read MoreOverview This position provides operational and trading support to Financial Advisors and their clients. Facilitates high service... Read More
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Insight Global • Charlotte, NC 28201Insight Global is looking for a Traded Products Data Analyst to work for a large financial client in the Charlotte area. Chief Financial Office (CFO) Data Management (CFO... Read MoreInsight Global is looking for a Traded Products Data Analyst to work for a large financial client in the Charlotte area. Chief... Read More
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Confidential • Fort Mill, SC 29715Seeking a Paraplanner , for High-Net-Worth Services involves providing comprehensive financial planning support to Financial Advisors and Planners, particularly focusing... Read MoreSeeking a Paraplanner , for High-Net-Worth Services involves providing comprehensive financial planning support to Financial... Read More
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TalentBurst, an Inc 5000 company • Charlotte, NC 28201Sr. Global Trade Compliance Analyst Full Remote Opportunity, candidates can be nationwide Please ensure candidates can work EST Hours if Sourced outside of East Coast... Read MoreSr. Global Trade Compliance Analyst Full Remote Opportunity, candidates can be nationwide Please ensure candidates can work EST... Read More
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Cary Street Partners • Charlotte, NC 28201Client Service Associate Summary of Expectations The Client Service Associate provides primary support to the Wealth Management Group and must possess excellent... Read MoreClient Service Associate Summary of Expectations The Client Service Associate provides primary support to the Wealth Management... Read More
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Local Government Federal Credit Union • Charlotte, NC 28262Description: The Civic Advisor will play a crucial role in providing superior member experience with enhanced awareness and continued education of existing products and services. This is accomplished by offering digital options, processing accurate and professional... Read MoreDescription: The Civic Advisor will play a crucial role in providing superior member experience with enhanced awareness and... Read More -
Equitable Advisors • Charlotte, NC 28201Wealth Management Advisor - Equitable Advisors With Equitable founded in 1859, Equitable Advisors is a leading firm in the financial services and insurance industry with a... Read MoreWealth Management Advisor - Equitable Advisors With Equitable founded in 1859, Equitable Advisors is a leading firm in the... Read More
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Local Government Federal Credit Union • Charlotte, NC 28262Description: The Senior Civic Advisor will play a crucial role in providing superior member experience with enhanced awareness and continued education of existing products and services. This is accomplished by offering digital options, processing accurate and... Read MoreDescription: The Senior Civic Advisor will play a crucial role in providing superior member experience with enhanced awareness and... Read More
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Equitable Advisors • Charlotte, NC 28201Wealth Management Advisor - Equitable Advisors Why Equitable Advisors? Equitable Advisors, a provider of investment and insurance strategies, can help people define and... Read MoreWealth Management Advisor - Equitable Advisors Why Equitable Advisors? Equitable Advisors, a provider of investment and insurance... Read More
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FIG Talent Solutions • Cornelius, NC 28031WHO WE ARE: We are an innovative and fast-paced Registered Investment Adviser (RIA) firm offering financial planning, multi-disciplined institutional asset management... Read MoreWHO WE ARE: We are an innovative and fast-paced Registered Investment Adviser (RIA) firm offering financial planning,... Read More
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Confidential • Fort Mill, SC 29715Top firm seeking top talent in wealth management who can maximize estate tax exemptions, experience with spousal irrevocable trust, and charitable annuity trust, then we... Read MoreTop firm seeking top talent in wealth management who can maximize estate tax exemptions, experience with spousal irrevocable trust,... Read More
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