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Chief Compliance Officer, Broker Dealer Jobs in New York, NY 10292
Jobs 1 to 20 of 70 -
Cardea Group • New York, NY 10261Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief... Read MoreDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international... Read More
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First Citizens Bank • New York, NY 10036Overview First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing solutions for renewable and conventional power generation. The unit manages a large, diverse portfolio that includes investments in all asset... Read MoreOverview First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing... Read More
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BNY Mellon • New York, NY 10261Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the... Read MoreBring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business,... Read More
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Mitsubishi UFJ Trust and Banking Corporation, New York Branch • New York, NY 10261Responsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global Financial Crimes Division Standards.... Read MoreResponsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global... Read More
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Wafra • New York, NY 10261About Wafra: Wafra is a global alternative investment manager with over $32 billion of assets under management across a range of alternative assets, including alternative... Read MoreAbout Wafra: Wafra is a global alternative investment manager with over $32 billion of assets under management across a range of... Read More
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Sumitomo Mitsui Banking Corporation - SMBC Group • New York, NY 10261Overview The position is with the Structured Trade Commodity Finance group, part of the Global Trade Finance department. The main role of the person is to represent STCF... Read MoreOverview The position is with the Structured Trade Commodity Finance group, part of the Global Trade Finance department. The main... Read More
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New York Technology Partners • Jersey City, NJ 07097Vice President Data Analytics Manager Must be willing to work onsite 1-3 days a week in Jersey City Role Description Reporting to the Data Analytics Director, in the... Read MoreVice President Data Analytics Manager Must be willing to work onsite 1-3 days a week in Jersey City Role Description Reporting to... Read More
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Apex Staffing NY • New York, NY 10261All qualified applicants must be local to the NYC are - no relocation will be considered at this time. Our client is looking for a highly skilled Cloud Engineer to join... Read MoreAll qualified applicants must be local to the NYC are - no relocation will be considered at this time. Our client is looking for a... Read More
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BBVA • New York, NY 10261Summary of Responsibilities The VP will be part of the team responsible for the origination, structuring, and execution of secured as well as unsecured Real Estate Finance... Read MoreSummary of Responsibilities The VP will be part of the team responsible for the origination, structuring, and execution of secured... Read More
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First Citizens Bank • New York, NY 10036Overview: First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing solutions for renewable and conventional power generation. The unit manages a large, diverse portfolio that includes investments in all asset... Read MoreOverview: First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing... Read More
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Coda Search¦Staffing • New York, NY 10261Our firm is partnered with a midsize Credit Fund looking to expand and modernize their corporate treasury business unit. This firm is known for having a strong... Read MoreOur firm is partnered with a midsize Credit Fund looking to expand and modernize their corporate treasury business unit. This firm... Read More
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TalentBurst, an Inc 5000 company • New York, NY 10261Sr. Global Trade Compliance Analyst Full Remote Opportunity, candidates can be nationwide Please ensure candidates can work EST Hours if Sourced outside of East Coast... Read MoreSr. Global Trade Compliance Analyst Full Remote Opportunity, candidates can be nationwide Please ensure candidates can work EST... Read More
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Hamlyn Williams • Jersey City, NJ 07097Our client is a leading financial institution committed to providing exceptional service and innovative financial solutions to their clients. They are currently looking... Read MoreOur client is a leading financial institution committed to providing exceptional service and innovative financial solutions to... Read More
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Bank of China USA • New York, NY 10261Job Description This incumbent will be responsible for conducting credit risk evaluations and making recommendations in conformance with Bank s risk appetite and policies,... Read MoreJob Description This incumbent will be responsible for conducting credit risk evaluations and making recommendations in conformance... Read More
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Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mu
Atlantic Group • Stamford, CT 06925$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance... Read More$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee... Read More -
New York Technology Partners • New York, NY 10261Job Title: Actimize SAM - Data Analytics Manager VP Level Location: New York, NY (Onsite All 5 days a week) Position Type: Fulltime permanent position Responsibilities:... Read MoreJob Title: Actimize SAM - Data Analytics Manager VP Level Location: New York, NY (Onsite All 5 days a week) Position Type: Fulltime... Read More
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Equitable Advisors • Morristown, NJ 07961If you want to unlock your potential as a Wealth Management Advisor, apply to join our team at Equitable Advisors! Equitable Advisors is one of the most respected and... Read MoreIf you want to unlock your potential as a Wealth Management Advisor, apply to join our team at Equitable Advisors! Equitable... Read More
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Equitable Advisors • Morristown, NJ 07961With Equitable founded in 1859, Equitable Advisors is a leading firm in the financial services and insurance industry with a mission to help people build fulfilling... Read MoreWith Equitable founded in 1859, Equitable Advisors is a leading firm in the financial services and insurance industry with a... Read More
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Equitable Advisors • Edison, NJ 08818** Position is ON-SITE in Central NJ. Equitable Advisors is a respected wealth management firm with a proven track record in the industry. We are driven by our mission to... Read More** Position is ON-SITE in Central NJ. Equitable Advisors is a respected wealth management firm with a proven track record in the... Read More
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Top International Banking Institution • New York, NY 10261Immediate FTE Loan Operations Officer Opening Hybrid: 3 Days Remote / 2 Days On-Site in Midtown, NYC Top International Corporate and Trust Bank - Midtown, NYC AVP, Agency... Read MoreImmediate FTE Loan Operations Officer Opening Hybrid: 3 Days Remote / 2 Days On-Site in Midtown, NYC Top International Corporate... Read More
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