Senior Compliance Officer Jobs in Charlotte, NC

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your... Read More

The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws,... Read More

Legal.io is working with a leading consumer finance/financial services company looking to retain a Senior Compliance Analyst on a contract basis, full-time (40 hours/wk),... Read More

Job Title: Anti Money Laundering / KYC / Fraud Specialist Location: Charlotte, NC 28202 HYBRID Duration: 6+ Months Pay Rate: $25 hr on w2 Responsible for fulfilling the... Read More

Job Title: Anti Money Laundering / KYC / Fraud Specialist Location: Charlotte, NC 28202 HYBRID Duration: 6+ Months Pay Rate: $25 hr on w2 Responsible for fulfilling the... Read More

Responsible for fulfilling the Anti-Money-Laundering/Bank Secrecy Act requirements through identification and investigation of suspicious activity. Analyze customer... Read More

No C2C - Must work W2 Hybrid: 3 days a week on site Location: Charlotte, NC Description The Global Financial Crimes (GFC) Investigator performs end-to-end investigations... Read More

Must Haves: 5+ years AML Investigations background Worked in a large enterprise financial environment Experience working with high risk SARs High attention to detail... Read More

Must Haves: 5+ years AML Investigations background Worked in a large enterprise financial environment Experience working with high risk SAR s High attention to detail... Read More

Title: AML Sr Investigator Location: Charlotte ONE BANK OF AMERICA CENTER 150 N COLLEGE ST CHARLOTTE, NC 28255 100 N Tryon St, Charlotte, NC 28202 + Gateway Openings: 80... Read More

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your... Read More

Role Description FNZ Securities USA, headquartered in New York City, is a self-clearing broker-dealer which provides fully disclosed clearing and custody services to... Read More

Summary This position is located in the Division of Risk Management Supervision, of the Federal Deposit Insurance Corporation and is a specialty resource dedicated to an... Read More

Lead Compliance Officer Swap Dealer Location: Charlotte, North Carolina Job ID R-131108 At Wells Fargo, we are looking for talented people who will put our customers at... Read More

A growing registered investment advisor is adding to their legal and compliance team and is looking for you to be the firms next Compliance Associate! This is an... Read More

SearchTower is conducting a search for a Regulatory Compliance Analyst for one of the Industry's leading Independent Broker Dealers for successful and experienced,... Read More

SearchTower is conducting a search for a Regulatory Compliance Analyst for one of the Industry's leading Independent Broker Dealers for successful and experienced,... Read More

Description Locations: On site in Memphis, TN, Maryville, TN, Birmingham, AL, Lafayette, LA, New Orleans, LA, Charlotte, NC, Raleigh, NC, SUMMARY Compliance role within... Read More

Apply now and our proprietary system will quickly have you in front of a live recruiter. The Opportunity Description We're looking for a Compliance Manager , working in... Read More