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Senior Compliance Jobs
Jobs 1 to 20 of 11,267 -
USAmeriBancorp • Morristown, NJ 07960Job Overview The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state... Read MoreJob Overview The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the... Read More
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Valley National Bancorp • Morristown, NJ 07961The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state banking laws... Read MoreThe Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks... Read More
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the Ladders • Boston, MA 02124Position: Sr. Compliance Manager Department: Compliance Report to: Chief Compliance Officer Company Summary: Boston Partners is a global investment advisor with $103... Read MorePosition: Sr. Compliance Manager Department: Compliance Report to: Chief Compliance Officer Company Summary: Boston Partners is a... Read More
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CI Financial • Coeur D Alene, ID 83816At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where... Read MoreAt CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take... Read More
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Halo Investing Inc • Chicago, IL 60290SENIOR COMPLIANCE OFFICER Location: Chicago; Hybrid About us: Halo Investing is an award-winning technology platform that disrupts how protective investment solutions are... Read MoreSENIOR COMPLIANCE OFFICER Location: Chicago; Hybrid About us: Halo Investing is an award-winning technology platform that disrupts... Read More
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WELLS FARGO ASSET MGMT HOLDING • Menomonee Falls, WI 53051JOB REQUIREMENTS: Description Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm... Read MoreJOB REQUIREMENTS: Description Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a... Read More
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The Ladders • Charlotte, NC 28201Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of... Read MoreElevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset... Read More
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Allspring Global Investments • Los Angeles, CA 90079Description Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad... Read MoreDescription Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent... Read More
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OPTIVER • Chicago, IL 60629Who we are: Optiver Chicago's culture parallels the energetic city we're immersed in. Home to the Chicago Board of Trade, Chicago Board Options Exchange, and Chicago... Read MoreWho we are: Optiver Chicago's culture parallels the energetic city we're immersed in. Home to the Chicago Board of Trade, Chicago... Read More
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the Ladders • San Francisco, CA 94112Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of... Read MoreElevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset... Read More
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the Ladders • Los Angeles, CA 90011Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of... Read MoreElevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset... Read More
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the Ladders • Charlotte, NC 28269Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of... Read MoreElevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset... Read More
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Annaly Capital Management Inc • New York, NY 10025Role Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report... Read MoreRole Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The... Read More
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the Ladders • Boston, MA 02124Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of... Read MoreElevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset... Read More
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the Ladders • Menomonee Falls, WI 53051Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of... Read MoreElevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset... Read More
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the Ladders • Killbuck, OH 44637Job Type Full-time Description Responsible for developing, implementing and administering all aspects of the compliance program for the financial institution. Requirements... Read MoreJob Type Full-time Description Responsible for developing, implementing and administering all aspects of the compliance program for... Read More
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Xponance, Inc. • Philadelphia, PA 19255About Xponance Xponance is a distinguished, woman-led, and entirely employee-owned multi-strategy investment firm dedicated to revolutionizing access to alpha for clients... Read MoreAbout Xponance Xponance is a distinguished, woman-led, and entirely employee-owned multi-strategy investment firm dedicated to... Read More
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Cardea Group • New York, NY 10261Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief... Read MoreDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international... Read More
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Global Investment Bank and Broker DealerOur client, a well-established Alternative Investments firm is seeking to add a Compliance professional to support the growth of the business with an opportunity to join a... Read MoreOur client, a well-established Alternative Investments firm is seeking to add a Compliance professional to support the growth of... Read More
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Global Investment Bank and Broker DealerOur client, a well-established Alternative Investments firm is seeking to add a Compliance professional to support the growth of the business with an opportunity to join a... Read MoreOur client, a well-established Alternative Investments firm is seeking to add a Compliance professional to support the growth of... Read More
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