Compliance Consultant Jobs in New York, NY

POSITION TITLE: Licensing Compliance Consultant DEPARTMENT: Global Consumer Products Business Operations Principal Responsibilities - Royalty Compliance Review contracts... Read More

Hybrid: 2 days on site(Tuesday and floating day) Top 3 Skills: 3-5 years of relevant global licensing industry work experience, Experience in operations finance,... Read More

This short-term temporary position involves supporting AML and Sanctions Compliance Audit Teams in executing audit coverage, designing and conducting audit tests, and... Read More

Description Renowned foreign bank is seeking a Compliance Testing Consultant. Successful candidate will be leading/performing testing, primarily surrounding consumer... Read More

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a... Read More

A financial services firm in Westchester County is actively seeking a dedicated and analytical professional to join their staff as their new Compliance Consultant. In this... Read More

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a... Read More

JOB REQUISITION Risk and Compliance - Financial Crimes Compliance Senior Consultant LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The... Read More

Join a leading fintech company that's democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With... Read More

Join a leading fintech company that's democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With... Read More

Location: NYC - Midtown (3-4 days in office) Compensation: $100k-$120k base + bonus ($20k-$30k) A global investment firm is seeking to hire a Compliance Analyst who will... Read More

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a... Read More

Chief Compliance Officer (CCO) of Broker-Dealer at GCM Grosvenor New York, New York, United States SUMMARY The Compliance team is looking for a Chief Compliance Officer... Read More

Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit... Read More

JOB REQUISITION Risk and Compliance Operational Enterprise Risk Senior Consultant LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) BOSTON JOB DESCRIPTION You Belong Here The... Read More

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four... Read More

Work Location: Mount Laurel, New Jersey Hours: 40 Pay Details: $68,640 - $112,320 USD TD is committed to providing fair and equitable compensation opportunities to all... Read More

Chief Compliance Officer, Broker Dealer New York City / Legal Legal / Full Time About Yieldstreet Yieldstreet is building the largest global digital wealth management... Read More

Responsibilities : Work regularly with the CCO-Alternatives and Alternatives Legal Compliance team, as well as other divisional CCOs and legal staff, in developing and... Read More