Chief Compliance Officer Jobs in NY

Join a leading fintech company that's democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With... Read More

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary... Read More

Our client, a well-established Alternative Investments firm is seeking to add a Compliance professional to support the growth of the business with an opportunity to join a... Read More

Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read More

Senior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a... Read More

About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance Officer role is based in Englewood or New York and the successful candidate... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Work Location New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $115,000 - $190,000 USD TD is committed to providing fair and... Read More

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,... Read More

Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance... Read More

BSA Assistant Vice President/Vice President Our client, one of the world's largest banks is currently seeking a BSA Assistant Vice President/Vice President. The BSA... Read More

COMPANY OVERVIEW KKR Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and... Read More

Position: Bank Trust Compliance Officer Department: New York Private Bank Trust Reports To: Vice Chairman / Chief Compliance Officer Employment Status: Full-Time, Exempt... Read More

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read More

The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws,... Read More

Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit... Read More

About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak... Read More

GENERAL PURPOSE Oversees and supports a portfolio of clinical specialties as assigned by Director of Compliance through review, analysis, communication and training... Read More

BitGo - Director of Compliance Monitoring Testing BitGo is the leader in digital asset financial services, providing institutional investors with liquidity, custody, and... Read More