We apologize for the inconvenience but the job you are looking for has been filled or it has been removed by the recruiter. For your reference, the original listing is shown at the bottom of this page.
Listed below are the top 10 out of 58 listings that are in the same industry and location as the job you were looking for. To see more than 10 listings, click here to search similar jobs in LOS ANGELES, CA
Bachelors degree required (preferred degree in finance, business or IT). CPA plus. Four years overall audit or compliance/auditrelated experience Wireless ...
Bachelor's degree in Finance, Accounting or Business Management or equivalent combination of education and/or experience. 2 years of relevant experience. Retail ...
Invest in your career. Invest in your future.At Union Bank, our people are our greatest asset. We are one of the largest banks in California with a longstanding ...
Deloitte Tax LLP helps companies understand national, state and local, and international tax structures and align the tax function with business objectives. ...
Title: INT 14 12 Accounting/Internal Controls and Compliance Intern Location: CALos Angeles The Internal Controls and Compliance department helps document ...
Global Leader In Family Entertainment - Burbank, CA US
Job Description This Corporate Controllership position is primarily responsible for assisting the Managers and Director of Corporate Compliance and Controls ...
Deloitte is one of the leading professional services organizations in the United States, specializing in audit, tax, consulting and financial advisory services ...
Business Segment Staff Responsibilities Role Purpose The Senior Vice President, International TV Distribution directs and oversees financial planning, analysis, ...
Professional Services Organization - Los Angeles, CA US
We are one of the leading professional services organizations in the United States, specializing in audit, tax, consulting and financial advisory services with ...
This position is open as of 1/29/2012. Compliance Officer for growing National Bank Mortgage Compliance Officer for growing National Bank We are a large, ...
For your reference, we have included the original job posting below.
SVP CDGTM BUS COMPLIANCE OFF
Job Number:
25628488
Company Name:
Union Bank
Job Location:
LOS ANGELES, CA US
Job Category:
Accounting & Finance
SVP CDGTM BUS COMPLIANCE OFF
Title: SVP CDGTM BUS COMPLIANCE OFF Location: CALIFORNIA-LOS ANGELES At Union Bank, our people are our greatest asset. We invest in a diverse workforce as our employees come from many different backgrounds, bringing with them different experiences and perspectives. Union Bank has established a generous community reinvestment program that works to uplift communities and watch them grow. Headquartered in San Francisco, UnionBanCal Corporation is a financial holding company with assets of $78.2 billion at September 30, 2009. Its primary subsidiary, Union Bank, N.A., is a full-service commercial bank providing an array of financial services to individuals, small businesses, middle-market companies, and major corporations. The bank has 337 banking offices in California, Oregon, Washington and Texas and two international offices. UnionBanCal Corporation is a wholly-owned subsidiary of The Bank of Tokyo-Mitsubishi UFJ, Ltd., which is a subsidiary of Mitsubishi UFJ Financial Group, Inc. Union Bank is a proud member of the Mitsubishi UFJ Financial Group (MUFG, NYSE:MTU), one of the world's largest financial organizations. for more information.
Become part of a team where community, diversity, and exceptional service are part of everyone's job. Invest in you!
Job Summary: Reporting to Senior Executive Vice President/BURM. The Corporate Deposits and Global Treasury Management (CDGTM) Business Compliance Officer (BCO) is responsible for ensuring that each functional area of CDGTM develops, implements and maintains business unit compliance program in accordance with UB's Regulatory Compliance Policy and Program and all applicable banking laws, regulations and specified safety and soundness requirements. The BCO, or his/her designee, manages and conducts the following compliance-related activities: develops and maintains written policies, procedures and processes; performs ongoing risk assessments; conducts periodic monitoring and testing; oversees communication and training, drives compliance-related process change enhancements and interfaces with the Corporate Compliance Group and other UB risk management functions. As the CDGTM liaison with the Corporate Compliance Group, the BCO reports on a "dotted line" basis to the Bank's Chief Compliance Officer.
Major Responsibilities: Act as the primary liaison between CDGTM and the Corporate Compliance Group Manage the establishment and ongoing maintenance of a CDGTM regulatory compliance risk management program, in accordance with BPM 901 for all CDGTM products and business units designed to ensure compliance with applicable Federal and State laws and regulations Update CDGTM compliance risk assessments by assessing the consumer and commercial compliance-related risks relevant to CDGTM - including where appropriate, assessing the risks posed by CDGTM's customers, products, services and transactions/processes Develop and/or enhance and document CDGTM compliance-related policies, procedures, processes and internal controls. Ensure that CDGTM's compliance-related policies, procedures, internal controls and systems are fully established, operating, monitored and tested, as well as updated to comply with emerging regulatory requirements and expectations Implement internal quality control processes, testing and reporting designed to address CDGTM's compliance-related risks Provide periodic reports to the Bank's Chief Compliance Officer and senior management on issues, trends, exceptions, violations and appropriateness of corrective actions Maintain a current awareness of the regulatory environment and a working knowledge of State and Federal laws and regulations Identify specific CDGTM compliance-related training and communication needs and ensure established training goals are met Participate in the development of new CDGTM products, services, policies or procedures to ensure proper consideration of regulatory compliance issues Keep Business/Support Unit Management informed of pertinent compliance-related information. Research compliance issues and problems and provide interpretations and clarifications Coordinate regulatory examinations within CDGTM and serve as a liaison with regulatory staff Coordinate remedial measures in response to issues raised in compliance examinations, audits and quality control testing in CDGTM Additional Information: Seven to ten years of compliance experience in the banking or financial services industry. Extensive working knowledge of deposit related products as they correlate to laws, regulations and legislative processes. Should have meaningful experience interfacing with bank regulators. Experience working on the staff of a banking regulatory agency a plus. Extensive working knowledge of compliance-related laws, regulations and legislative processes. Demonstrated ability to manage multiple tasks and strong project management skills. Proven managerial skills necessary to successfully administer a compliance program within a diverse organization and effectively coordinate between multiple business units. Well developed oral and written communication skills. Interpersonal skills necessary to interact effectively at all levels of the organization, including Bank staff, management, directors and regulatory examiners. Adept at reading and interpreting information written in highly technical and legalistic format. Ability to work autonomously and initiate/prioritize own work. Solid judgment, strong negotiating skills, and a practical approach to implementation - including knowledge of bank systems. Ability to balance regulatory requirements with the best interests of the Bank and its customers.
Requires a degree from a four year college. Legal education and/or law degree highly desired.
Union Bank is committed to leveraging the diverse backgrounds, perspectives, and experiences of our workforce to create opportunities for our people and our business. EOE. M/F/D/V. Union Bank offers a competitive compensation and benefits package including a 401K plan. Pre-employment background screening is required for all positions.
