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Listed below are the top 10 out of 638 listings that are in the same industry and location as the job you were looking for. To see more than 10 listings, click here to search similar jobs in New York, NY


 
 

Feb 13

Confidential Company - Jersey City, NJ Us

Line of Service IFS Industry Not Applicable IFS State City NJJersey City Travel Requirements 020% Position TypeFull Time Auto req ID 17534BR PwC/LoS Overview ...

Dec 26

Confidential Company - New York, NY Us

The Wealth Management division of an investment bank seeks a Regional Compliance Officer responsible for the oversight of sales activities for four wealth management ...

May 8

Confidential Company - New York, NY Us

Our client is an international toptier hedge fund with in excess of $10 billion under management. The legal assistant will support the General Counsel and ...

May 8

Confidential Company - New York, NY Us

Toptier financial services firm is seeking a Compliance AVP for their Flagship Branch Office. They will play a critical role in the assurances of Sales Practice ...

May 8

Confidential Company - New York, NY Us

Out client is a diversified asset management firm offering institutional money management, mutual funds, hedge funds and alternative investments. The role will ...

May 8

Confidential Company - New York, NY Us

Toptier Financial Services firm is seeking a Bank Regulatory Compliance officer. Responsibilities include: Assisting in the management of bank examinations ...

Mar 22

EVO Merchant Services - Melville, NY US

Rapidly growing National Acquirer and Credit Card Processor seeks a Compliance Administrator to work within our Compliance Department at our Corporate Headquarters ...

Mar 22

Essential Associates Ltd. - New York, NY US

Major NotForProfit organization in New York City is looking for a Chief Financial Officer. This Candidate must be directly out of a Major NotforProfit Organization ...

Mar 22

Affinity Health Plan - Bronx, NY US

Affinity Health Plan, an independent, growing, notforprofit managed care company that serves the needs of lowincome New Yorkers, needs a Sr. Analyst for ...

Mar 22

MRINetwork - Long Island, NY US

Loss Control Consultant One of our key clients is an exceptionally stable yet growing consulting firm. They are very employee friendly and offer excellent benefits. ...
 

To view more listings click here to search Accounting & Finance Jobs in New York, NY


For your reference, we have included the original job posting below.




Sr Compliance / Control Officer


Job Number:44162260
Company Name:Confidential Company
Job Location:New York, NY Us
Job Category:Accounting & Finance
Salary:$155K+


Sr Compliance / Control Officer

Sr Compliance/Control Officer

$155K + 25-30% Bonus

 

Trillion dollar global investment banking conglomerate seeks entrepreneur with 6+ years responsible for the execution of compliance reviews, testing of laws, regulations and/or policies applicable to diverse businesses, products and services; institutional, private banking and global services as well as wealth management at international banking.  Review control and emerging risk; identifying key risk and control points related to the processes under review; evaluating whether these controls are designed properly, testing for compliance and applicable requirements.  Report results to business, compliance and senior managers and monitors to confirm that any corrective action plans are implemented. Must have experience with mortgages and some dealing with the foreclosure process. Create process flows, perform risk and control analysis and execute testing and tracks corrective action plans.  Involved in reviews for compliance with key processes related to mortgage loss mitigation efforts and foreclosure-related practices.  Any audit experience a +.

Please submit resume in Word format



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