Senior Auditor - Capital Markets

Senior Auditor - Capital Markets

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Title Senior Auditor - Capital Markets
Job Reference # 79758BR
Location United States - Connecticut
United States - New York
City New York
Stamford
Function Category Audit
Business Divisions Corporate Center
Job Type Full Time
Description The role is for an outstanding professional to join the Regional Americas Head of Audit for UBS Investment Bank within the UBS Group Internal Audit Department.

You will form part of a team that ensures a risk-based audit coverage of key control risks arising within the Investment Bank.

Effective execution of the role includes the following requirements and associated skills:

* Leading and performing Audits

* Analysing and assessing the risks assumed by the business including market, credit, compliance and transaction processign risks.

* Identifying and evaluating the effectiveness of controls designed to address those risks

* Providing practical, innovative, and value-adding solutions to issues identified

* Reporting review findings to UBS senior management at local, global functional and Group (Board) level

* Monitoring results, risk and developments in the Investment Bank for the Americas and input into planning decisions

* The ability to identify key risks within a variety of transaction processes

* Being able to articulate an independent and balanced opinion in both written and oral form, identifying real issues and providing compelling solutions in a succinct manner

* Developing and maintaining an effective network of relationships within the bank

* Assisting with pre-implementation reviews, examining business risk and project risk

* Completing assignments and producing reports in a timely manner

* Investment Banking experience
Team player who keeps colleagues informed of developments and works collaboratively

* Highly motivated, ability to work with minimal supervision

* Mature personality and sound judgment

* Willingness and capability to assist colleagues in achieving deadlines and goals

* Inquiring mind and good analytical problem solving ability

* Ability to assess the adequacy of internal control procedures by identifying the inherent and control risks in the business and related support areas
Requirements
* Four year bacheolors degree or international equivalent

* 4-8 years of total relevant experience

* 3-6 years of internal audit experience

* Experience in Valuation and Risk Mananagement of complex derivatives and structured products
Preferred Qualifications
* International Investment Banking experience

* Experience of controls/systems-based auditing techniques

* Qualified Accountant (CPA, ACA or equivalent) or similar (MBA, CFA)

* Ability to assess the adequacy of internal control procedures by identifying the inherent and control risks in the business and related support areas

* Excellent product knowledge

* Team player who keeps colleagues informed of developments and works collaboratively

* Highly motivated, ability to work with minimal supervision

* Mature personality and sound judgment

* Willingness and capability to assist colleagues in achieving deadlines and goals

* Enquiring mind and good analytical problem solving ability

* Acts as a role model with regard to integrity and communicates high expectations

* Full understanding of the professional, ethical and legal standards (including confidentiality) and can maintain these standards while working under pressure

* Follows international codes of best practice and control
Our Offering We can offer you an exciting, fast-paced working environment, a culture of mutual respect and teamwork and the opportunity to play a vital role in our growth.
Take the next step If you are attracted to joining an organization where every individual's contribution counts and where your talent will impact on our future, please apply for this position. It starts with you.
Disclaimer / Policy Statements UBS is an equal opportunity employer. We respect and seek to empower each individual and the diverse cultures, perspectives, skills and experiences within our workforce.