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For your reference, we have included the original job posting below.
Market Regulatio Auditor
Job Number:
44022458
Company Name:
Robert Half Finance & Accounting
Job Location:
NEW YORK, NY US
Job Category:
Management & Business
Market Regulatio Auditor
Market Regulatio Auditor
A global futures exchange is seeking a Market Regulation Auditor to join its team. This is an exciting opportunity to join a dynamic company in a growing sector of the financial services industry while reporting directly to the Chief Compliance Officer.
Responsibilities include: - Enforce regulations and exchange rules - Conduct surveillance of member firm trading activities - Monitor member firm financial exposure - Conduct investigations of exchange members and present findings to the disciplinary committee
Additional Information
Location: NEW YORK, NY
Job ID: 02944-102525
Experience: Requirements: - Excellent knowledge of CFTC regulations - Solid understanding of futures and derivatives - At least 2 years of compliance or trade surveillance experience - Good working knowledge of electronic trading systems
