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For your reference, we have included the original job posting below.
Hedge Fund-of-Funds Compliance
Job Number:
41583592
Company Name:
Confidential Company
Job Location:
New York, NY Us
Job Category:
Accounting & Finance
Salary:
Doe
Hedge Fund-of-Funds Compliance
Our client is a prestigious investor in hedge funds.
The firm seeks a Compliance professional with 5+ years of asset management or hedge funds compliance experience.
Responsibilities:
Develops, initiates, maintains, and revises policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. Manages day-to-day operation of the Program.
Develops and periodically reviews and updates Standards of Conduct to ensure continuing currency and relevance in providing guidance to management and employees.
Responds to alleged violations of rules, regulations, policies, procedures, and Standards of Conduct.
Develops and oversees compliance systems.
Acts as an independent review and evaluation body to ensure that compliance Issues/concerns within the organization are being appropriately evaluated, investigated and resolved.
Identifies potential areas of compliance vulnerability and risk; develops/implements corrective action plans for resolution of problematic issues, and provides general guidance on how to avoid or deal with similar situations in the future.
Institutes and maintains an effective compliance communication program for the organization, including promoting (a) heightened awareness of Standards of Conduct, and (b) understanding of new and existing compliance issues and related policies and procedures.
Works with the CCO to develop an effective compliance training program, including appropriate introductory training for new employees as well as ongoing training for all employees and managers.
Monitors the performance of the Compliance Program and relates activities on a continuing basis, taking appropriate steps to improve its effectiveness.
To apply please submit your resume to Jack Kelly –
