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We apologize for the inconvenience but the job you are looking for has been filled or it has been removed by the recruiter. For your reference, the original listing is shown at the bottom of this page.


Listed below are the top 10 out of 107 listings that are in the same industry and location as the job you were looking for. To see more than 10 listings, click here to search similar jobs in NEW YORK, NY


 
 

Mar 17

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Moody's - New York City, NY US

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Vichara Technologies - New York City, NY US

Vichara is looking for a Senior Business Analyst with Fixed Income expertise. Desired Skills Experience At least 5+ years of experience in a fixed income environment. ...

May 9

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Reference Code: 12011969 Location: New York, NY, USA Education Level: Other Description Highlights, not all inclusive: Strategic/Planning: 50% Develop and ...

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Access Staffing - New York City, NY US

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To view more listings click here to search Management Jobs in NEW YORK, NY


For your reference, we have included the original job posting below.




Fixed Income Compliance Officer


Job Number:44021995
Company Name:Robert Half Finance & Accounting
Job Location:NEW YORK, NY US
Job Category:Management & Business


Fixed Income Compliance Officer

Fixed Income Compliance Officer


A well-known bank is seeking a Fixed Income Compliance Officer to join its team. This position will report directly to the Chief Compliance Officer.

Responsibilities will include:
- Drafting policies & procedures
- TRACE reporting
- Fixed income surveillance
- Experience with 15a-6 foreign broker-dealer compliance

Additional Information

Location: NEW YORK, NY


Job ID: 02944-102522


Experience: Requirements:
- At least 3 years of fixed income compliance experience
- Ability to work independently
- Series 7 and 63 a plus


Unit: Robert Half Finance & Accounting

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