We apologize for the inconvenience but the job you are looking for has been filled or it has been removed by the recruiter. For your reference, the original listing is shown at the bottom of this page.
Listed below are the top 10 out of 15,305 listings that are in the same industry and location as the job you were looking for. To see more than 10 listings, click here to search similar jobs in US
Our client, a very successful, well respected National CPA/Tax Consulting firm with offices throughout the United States seeks a Tax Manager for their New York ...
Why is the Tax Senior Manager or Tax Partner Exempt Organization Position a Great Opportunity The Tax Senior Manager / Tax Partner will have the opportunity ...
Large Financial FIrm located in NYC needs: Senior Financial Analyst Must have a minimum 35 years of FAS 133, FAS 91 software support/accounting experience ...
Turn experience into opportunity. Leverage your accomplishments to get the kind of employment you've always wanted: a selfdirected career with work/life balance, ...
State and Local Tax Senior StaffNew York (4906) ID: 4906 Location: USNYNew York Firm Services: Tax Consulting State and Local Tax Services Type: Regular ...
Our client seeks a Tax Senior to provide expertise with Federal compliance, research, accruals, consulting and strategic planning.CPA, 3+ years of Federal Taxation ...
ONE INVESTMENT THAT NEVER FAILS YOUR CAREER Investment Counselors meet with prospective clients before they invest. It is critical they get to know client s ...
The Senior Manager of Tax Planning will be responsible for providing support on tax planning initiatives and implementing the company's tax strategy. This requires ...
Bachelor's degree in Computer Science or equivalent work experience. 4 years of experience with developing software application using Microsoft technologies. ...
Responsible for providing direction to all assigned business management personnel for the programs in the functional areas of budgeting, accounting, program ...
The function reports directly to the Senior advisor influence the decisions and objectives of NBCN* and ensure implementation and development of practices, policies and their monitoring in order to ensure they are in line with the business unit ("B.U."), the Compliance group strategic orientations or regulations in force. The function reports directly to the NBCN Chief Compliance Officer for which the unit is found with the Wealth management sector at National Bank Financial Group. NBCN Chief Compliance Officer for which the unit is found with the Wealth management sector at National Bank Financial Group. *NBCN is a wholly owned subsidiary of National Bank Financial, awholly-owned subsidiary of the National Bank of Canada. The sole business of NBCN is to provide clearing and brokerage services to independent securities firms, financial planners, investment counsellors and money managers. At present, there are over 100 independent financial service firms with NBCN entrusting us with over $50 billion in assets under administration.
RESPONSIBILITIES * Create, maintain and administer an ongoing compliance monitoring program of the conduct of clearing and brokerage services while focusing on specific risks related to a registered dealer to ensure adherence and compliance; * Support and advise actively and frequently, from a regulatory perspective, NBCN in complex files or when facing new business initiatives. Participate to the scheduled meetings with the B.U. management; * Coordinate and ensure with the "Policy making and Advisory group" the implementation of regulatory requirements, internal policies and the procedures applicable to NBCN; * Interact with NBCN's clients, notably the investment counsellors and introducing brokers, on compliance regulatory stakes; * Provide complementary/specific training to NBCN employees on compliance program's key requirements or new policies/procedures implemented; * Partnered with the "Inspection group", ensure that NBCN is periodically tested on key compliance controls or policies in place; * Liaise with regulators or internal audit especially during the conduct of their periodic audits and ensure that findings are diligently solved at NBCN; * Cooperate actively with other direct reports reporting to the Wealth management Chief Compliance Officer in identifying orientations for the Compliance group; * Act as an agent of change and ensure that high ethical conduct and standards are continuously valued within the entity NBCN as well as with NBFG.
* Completed Bachelor's degree in a related field and 10 years' relevant experience in financial services, or completed Master's degree in a related field and eight years' relevant experience in financial services * CSI designation (Fellow CSI per example) is recommended * Detailed understanding of the regulatory environment of a dealer member including the trading and sales environment and the main applications typically used to support these activities * Track record of delivering business conducts compliance solutions * Results oriented and client centric * Communicate effectively with multiple internal and external partners * Bilingualism English and French (spoken/written) is essential considering the requirement for the retained candidate to work at our Toronto's office 2 to 3 days a week
