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Listed below are the top 10 out of 442 listings that are in the same industry and location as the job you were looking for. To see more than 10 listings, click here to search similar jobs in New York, NY


 
 

Apr 23

Fellowship of Reconciliation - Nyack, NY US

The Director of Operations at FOR formulates and implements financial policies, personnel guidelines, benefits coordination, vendor contracts, operating procedures ...

May 8

Confidential Company - New York, NY Us

Our client is an international toptier hedge fund with in excess of $10 billion under management. The legal assistant will support the General Counsel and ...

May 8

Confidential Company - New York, NY Us

Toptier financial services firm is seeking a Compliance AVP for their Flagship Branch Office. They will play a critical role in the assurances of Sales Practice ...

May 8

Confidential Company - New York, NY Us

Out client is a diversified asset management firm offering institutional money management, mutual funds, hedge funds and alternative investments. The role will ...

May 8

Confidential Company - New York, NY Us

Toptier Financial Services firm is seeking a Bank Regulatory Compliance officer. Responsibilities include: Assisting in the management of bank examinations ...

Jan 16

Stryker Corporation - Mahwah, NJ US

Provide timely and accurate financial reporting, support and consultation to dedicated business groups, Stryker Corporate and division's Senior Managers. Lead ...

Dec 26

Confidential Company - New York, NY Us

Responsible for all tax compliance research planning functions including coordinating with outside tax professionals in the preparation of tax returns for all ...

Dec 26

Confidential Company - New York, NY Us

Director, US International Tax Purpose of Role: Primary responsibility in US for management of key international technical areas including earnings stripping, ...

Dec 26

Confidential Company - New York, NY Us

The Wealth Management division of an investment bank seeks a Regional Compliance Officer responsible for the oversight of sales activities for four wealth management ...

Feb 13

Confidential Company - Jersey City, NJ Us

Line of Service IFS Industry Not Applicable IFS State City NJJersey City Travel Requirements 020% Position TypeFull Time Auto req ID 17534BR PwC/LoS Overview ...
 

To view more listings click here to search Accounting & Finance Jobs in New York, NY


For your reference, we have included the original job posting below.




Director of Compliance


Job Number:44162031
Company Name:Confidential Company
Job Location:New York, NY Us
Job Category:Accounting & Finance
Salary:$120K - $165K


Director of Compliance

Job ID J60165

 

About the Opportunity  

 

A global mutual fund is looking to add a Director of Compliance to its talented team.  This is a fantastic leadership opportunity for a candidate with mutual funds experience to supervise a small group and oversee the Compliance Department!  Don't miss out on this excellent position by sending in your resume today.

 

Company Description

 

Global Mutual Fund

 
Job Description  

 

As the Director of Compliance, you will be responsible for:

 

  • Day-to-day supervision of the Compliance Department staff
  • Overseeing the compliance program for the firm's mutual funds, ETFs, hedge funds, investment advisers and broker dealer
  • Monitoring Code of Ethics reporting (personal trade monitoring, gifts received log, code of ethics certification, etc.)
  • Assembling compliance reports from various departments for review by the CCO, drafting memos, etc
  • Monitoring performance of service providers

 

Required Skills  

 

  • 8-20 years of experience with mutual funds and investment advisers
  • 5 years of supervising experience
  • Compliance or audit experience
  • Self-motivated, hardworking, and reliable


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