We apologize for the inconvenience but the job you are looking for has been filled or it has been removed by the recruiter. For your reference, the original listing is shown at the bottom of this page.
Listed below are the top 10 out of 238 listings that are in the same industry and location as the job you were looking for. To see more than 10 listings, click here to search similar jobs in Tacoma, WA
Management Recruiters of Spokane - Bellevue, WA US
We are a growing, Top 20 public accounting firm. We re looking for an Audit Manager to join the team in our Bellevue office. The primary responsibilities of ...
Why is the Senior Relationship Manager Position a Great Opportunity The Senior Relationship Manager will have the opportunity to join a top financial services ...
Within Ernst Young's International Tax Services (ITS) group, our global Transfer Pricing practice is recognized as a leading innovator in addressing intercompany ...
Amazon seeks a Finance Manager to partner with the Inbound Transportation Team. This person will manage analysts responsible for business analytics, metrics ...
Key Accountabilities: Assist in preparation of the annual and revised monthly forecast planning. This includes coordinating the planning process with specific ...
A global financial powerhouse, J.P. Morgan ChaseCo. is an industry leader. With 100,000 employees in over 50 countries, we draw on a full range of capabilities ...
Payroll Manager Finance Seattle, WA Fulltime, 40 hrs/wk Monday Friday Competitive Salar + DOE Dedicated to providing our patients with the highest quality ...
A Banking Center Manager I is responsible for leading a team of sales and service professionals to meet and exceed sales goals and service targets. You will ...
This position is open as of 1/13/2012. Dehumidification Account Manager, Sales Engineer, HVAC Dehumidification Account Manager, Sales Engineer, HVAC If you ...
This position is responsible for the worldwide consolidation and financial reporting of the company. This includes preparing a timely consolidations financial ...
For your reference, we have included the original job posting below.
Compliance Manager
Job Number:
22988546
Company Name:
Russell Investments
Job Location:
Tacoma, WA US
Job Category:
Accounting & Finance
Compliance Manager
Compliance Manager Compliance Services Tacoma, WA
Russell Investments is an investment firm with global reach, providing investment products and services to individuals and institutions in 46 countries. A pioneer in multi-manager investing, and the creator of Russell Indexes, Russell manages more than US $176.4 billion in assets (as of Dec. 31, 2009). Founded in 1936, Russell is a subsidiary of Northwestern Mutual. Russell's clients include retirement plans, foundations, endowments and investment plans of all types. Investors have access to Russell's services through a network that includes many of the world's top banks, brokers, insurance companies and independent investment advisors. For more information, go to . The Compliance Manager/Officer assists the Chief Compliance Officer in the ongoing oversight and administration of the compliance program for the Investment Advisor. This position is responsible for the design, implementation and maintenance of policies and procedures for portfolio management investment compliance and trade oversight, including pre- and post-trade compliance monitoring. This position will be located at Russell's headquarters in Tacoma, WA (relocating to Seattle, WA in Q4 2010). Preferred: Foreign currency and derivatives experience preferred, but not required. Series 7 & 24 required within six months of hire. The responsibilities of the individual in this position include:
* Develop, administer, and maintain compliance controls, policies and procedures relating to investment advisor activities, including portfolio management monitoring and trade oversight in securities and derivatives. * Resolve issues, review and follow-up on exception reports, and maintain records of compliance program activities. * Test investment compliance controls and overall program effectiveness on an ongoing basis, update and improve program as needed, and report findings as appropriate. * Advise the CCO and business partners on compliance matters relating to the advisor's business and execution of its policies and procedures. * Work on other compliance needs and priorities as they arise, including from time-to-time projects, initiatives and requirements in other areas of Russell. The successful candidate will have extensive demonstrable skills and experiences including the following:
* Bachelor's in Finance, Accounting or similar field required, Master's preferred. * CPA encouraged and Series 7, 24 and/or 66 preferred. * 7 years knowledge, understanding and experience interpreting and applying federal securities laws and regulations, primarily with an institutional investment adviser. * 7 years knowledge and experience in developing and implementing policies, procedures and controls as integral components of compliance program requirements. * 7 years knowledge and experience with the Investment Advisers Act and its rules, regulations, and industry practices. * 4 years knowledge and experience in portfolio management compliance. * 4 years strong knowledge of all types of fixed-income and equity securities, benchmarks, and sectors and industries. * 4 years knowledge and experience in trade oversight, primarily on the buy-side. * 4 years knowledge and experience in using spreadsheets, databases, and other desktop applications. * Knowledge of Charles River, Bloomberg compliance systems a strong plus. * Working knowledge of market monitors and data services (e.g. Bloomberg, Factset, etc.) . * Strong knowledge of the investment process, operations processes, and investment systems management. * Strong verbal and written communication skills required. * Must have a high level of professionalism and ability to work effectively with associates at all levels. * Strong analytical and problem solving skills required. * Proactive approach and ability to manage multiple projects at the same time required. * Ability to work effectively as an individual contributor and as part of a team and a positive attitude required.
We offer a competitive compensation and benefit package including: medical, vision and dental coverage, profit sharing retirement plan, sabbatical leave, and tuition assistance. Most importantly, Russell offers a work environment where respect for the individual and teamwork are part of our fundamental values. Russell supports workforce diversity and we are an Affirmative Action & Equal Opportunity Employer.
