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Listed below are the top 10 out of 32 listings that are in the same industry and location as the job you were looking for. To see more than 10 listings, click here to search similar jobs in Greenwich, CT
Goodrich ISR Systems has over 50 years of experience in designing, building and testing exceptionally high quality optics and electrooptical systems. The Danbury ...
Reference # : 1105241 Title : Project Coordinator Contract with Major Financial Firm Location : Westport, CT Position Type : Contract Experience Level : ...
Seeking a Royalty Licensing Coordinator to maintain and reconcile royalty statements received from our licensees. The position will be responsible for processing ...
Immediate need for a experienced Collections Coordinator! The ideal candidate will have a minimum two years medical billing/collections experience and excellent ...
Account Coordinator/Packaging Development Coordinator We are looking for an entry level individual who has 2 years experience. You will be supporting the account. ...
TITLE: Compliance Coordinator Status/Location: Full... and resolve customer/?client issues. The Compliance Coordinator reports directly to the Quality Manager......
RCSA Coordinator will be responsible for monitoring, assessing, and testing the regulatory/compliance... preferred as well as compliance with those business......
Compliance/Risk Officer will primarily support the Business Unit Manager with all regulatory compliance... owners, Business Compliance Officers, and users......
Compliance - Reference Code: 11027568Location: Long... RCSA Coordinator will be responsible for monitoring, assessing, and testing the regulatory/compliance......
Description: This position will be located in Interactive Brokers Corp’s firm’s Greenwich, CT office and report to the firm’s Chief Compliance Officer. The ideal candidate will have previous employment experience with bond trading desk or SRO compliance. Candidate must be comfortable working in an automated, hands-on environment. Competitive salary and benefits including bonuses and profit sharing. Compliance monitoring of the firm’s bond trading business including reviewing corporate bond trade tickets and surveillance reports for execution quality and compliance with mark up policies Responding to regulatory inquiries and customer communications regarding specific bond trades by providing relevant books and records, utilizing investigative skills and knowledge of the industry to thoroughly research, analyze and resolve any issues. Drafting written instructions for programmers and technology staff to respond to new regulations or to launch new business lines. Design and implement of training with regard to market rules and regulations. Review employee communications and employee trading in personal brokerage accounts, report to management any possible breaches or inconsistencies. Reviewing and documenting firm processes and drafting written policies and procedures regarding supervisory control functions and operational procedures. Qualification Requirements:
- Bachelor’s degree in Finance, Economics, Statistics, Business Administration or other related field or equivalent work experience - Minimum of 5 years previous employment experience with a bond dealer or SRO - Track record of outstanding achievement in academics, employment, and personal endeavors - High proficiency with PC desktop applications and MS Office suite of products - Ability to work in an automated, hands-on environment - Securities licenses: Series 7& 24 preferred Competitive compensation package commensurate with experience (including bonus and stock grant possibilities), 401(k) plan, paid vacation, medical and dental insurance plans, flexible spending accounts. Please include your compensation requirements. APPLICATION INSTRUCTIONSPlease email your resume in MS Word, RTF, HTML, or ASCII text format to the address below. If you wish to enclose a cover letter, please include it in the body of your email message.
