We apologize for the inconvenience but the job you are looking for has been filled or it has been removed by the recruiter. For your reference, the original listing is shown at the bottom of this page.
Listed below are the top 10 out of 285 listings that are in the same industry and location as the job you were looking for. To see more than 10 listings, click here to search similar jobs in Boston, MA
Financial Reporting Analyst 120000PT Job Finance Primary Location United StatesMAMABoston Organization Corporate (Network) The MENTOR Network Founded in ...
Provide strategic, forwardlooking analysis and support to the systems and processes that makeup the Finance and Accounting department. Position Responsibilities ...
This position is open as of 1/12/2012. Trading Systems Operations Analyst Trading Systems Operations Analyst The Trading Systems Operations team is charged ...
Purpose: The Comp and Benefits Associate Analyst is responsible for general benefits administration. Key Accountabilities: Administers the ShortTerm Disability ...
9482 Rockland Trust is currently seeking a Commercial Lending Compliance Officer to help provide regulatory guidance, deliver training and assess compliance ...
The General Lighting Consumer Lighting business group of OSRAM SYLVANIA has an opportunity for a Financial Analyst at our corporate headquarters. OSRAM SYLVANIA ...
One of the worlds leading biotechnology companies, Genzyme is dedicated to making a major positive impact on the lives of people with serious diseases. Since ...
Purpose: Primary focus will be reporting and analyzing sell thru information, rate of sale and door counts to improve the accuracy of our forecasting for our ...
Welcome to W.B. Mason Company, Inc. An interesting and challenging opportunity awaits you. W.B. Mason is a company rich with history and for over 100 years ...
Job Location Boston, MA Virtual Location? No Job Category Compliance Business Category Legal Affairs Education Required High School Diploma/GED Experience Required Three to Five Years Salary Grade Grade 28 Number of Openings 1 Job Requirements Summary of Responsibilities:
The Compliance Analyst is an entry level individual contributor with a fundamental knowledge of insurance, securities and investment advisory product and service offerings and the laws, rules, and regulations applicable to communications with the public (Investment Acts, SEC, FINRA, and MSRB rules, NAIC Model Advertising Regulations, etc.). The Compliance Analyst reviews advertising and sales material submissions from inception through final approval including the engagement of applicable subject matter experts and business partners. Typically the Compliance Analyst assists in the review of submissions received from sales representatives in the field.
The Compliance Analyst must possess excellent communication skills (verbal and written), have problem solving skills, and be a creative thinker capable of finding appropriate solutions to business needs without compromising ethics or compliance requirements. Empathy for the sales process, critical understanding of business objectives, and a spirit of partnership are a must for this position.
Principal Responsibilities:
1. Review sales material and advertising submissions from initial stages through final approval to ensure compliance with Company standards and regulatory requirements.
2. Builds effective relationships with field associates to ensure that sales material and advertising submissions are reviewed in a timely manner.
3. Supervise outgoing representative emails flagged by the email surveillance systems; identify potential compliance issues or concerns, and refer identified emails to the appropriate compliance associates for investigation and/or corrective action
4. Identify potential gaps in compliance oversight documentation and record-keeping requirements; and recommend policy and procedure updates to management as appropriate.
5. Willingness to accept and complete assigned projects, designed to develop compliance review skills. Job Requirements Knowledge/Skills/Competencies Required:
. Two or more years of financial services experience, preferably in compliance. . Fundamental knowledge of the financial services industry including insurance and securities laws and regulations. . Bachelor's degree or equivalent work experience . FINRA Series 6 required, with Series 26 required within 6 months of hire; . Excellent interpersonal and communications (written/verbal) skills. . Exceptional organizational and time-management skills including the ability to prioritize multiple projects at varying stages to meet tight deadlines. . Demonstrated tact and professionalism and the ability to interact with all levels of Corporate and Field management. Equal Employment Opportunity MetLife is proud to be an equal opportunity/affirmative action employer. We are committed to attracting, retaining and maximizing the performance of a diverse and inclusive workforce. How To Apply For immediate consideration, click on the Apply Now button below. You will be directed to complete an on-line profile which may take 15 - 20 minutes to complete. Upon completion, you will receive an automated confirmation email verifying you have successfully applied to the job.
