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For your reference, we have included the original job posting below.
Compliance Administrator
Job Number:
39713343
Company Name:
Lincoln Financial Group
Job Location:
Hartford, CT US
Job Category:
Accounting & Finance
Compliance Administrator
Job: IRC29505
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Description
Job Title Compliance Administrator
Location Hartford, CT, US
Detailed Description
Lincoln Financial Group is a diversified financial services organization with a strong focus on four core business areas - life insurance, annuities, defined contribution, and group protection; and three distribution platforms - wholesale, retail, and worksite. Since 1905, Lincoln Financial has helped customers face their futures with confidence by offering trusted financial solutions and advice. Lincoln Financial Group is the marketing name for Lincoln National Corporation (NYSE: LNC) and its affiliates.
Lincoln Financial is looking for a Compliance Administrator to join the Team in our Hartford,CT location.
Executive Administrative Role
* Manage Chief Counsel/Chief Compliance Officer's calendar; schedule meetings including travel arrangements * Organize and manage legal and compliance files * LFD Compliance technology/computer "go to" person * Process check requests * Responsible for P-Card reconciliation * Process Ariba expense reports and E-form submissions * Assist in managing and tracking the Department's budget * Order supplies
Compliance Functions
* Organize LFD's outside brokerage account confirms and statements (i.e., opening mail, sorting and organizing by firms) * Track, log and follow up LFD's annual compliance requirements such as Firm Element, ISAS/COIQ and Annual Compliance Meetings * Provide administrative support in internal and external audits * Manage LFD Compliance Outlook e-mail inbox * File annual reports for LFD, Inc. and LFD Insurance Agency; manage the Agency's licenses; maintain logs * Coordinate LFD Compliance website updates * Maintain Customer Complaint, Disciplinary Action and Heightened Supervision logs and files; * Assist in preparing various Compliance presentations * Manage LFD Sales Contest and Due Diligence logs and files * Provide administrative support in various General Compliance projects
Job Requirements
* Bachelor's Degree or equivalent work experience * Excellent organizational skills * Ability to multi-task * Ability to prioritize and meet deadlines * Excellent verbal and written communication skills * Fast learner and works well under pressure * Proficient in Microsoft Office - Word, Excel, PowerPoint and Outlook * Knowledge of Access Database and Ariba T&E system is a plus * FINRA Series 6 is encouraged but not required
Additional Details
How To Apply
Only on-line applications will be considered. Lincoln Financial Group ("LFG") is an Equal Opportunity employer and, as such, is committed in policy and practice to recruit, hire, compensate, train and promote, in all job classifications, without regard to race, color, religion, sex (including pregnancy), age, national origin, disability, sexual orientation, gender identity and expression, veterans status, or genetic information. Opportunities throughout LFG are available to employees and applicants and are evaluated on the basis of job qualifications. We have a drug free work environment and we perform pre-employment substance abuse testing. Lincoln Financial Group is the marketing name for Lincoln National Corporation and its affiliates. Lincoln Shared Values: Integrity, Commitment to Excellence, Responsibility, Respect, Fairness, Diversity, Employee Ownership.
Lincoln Affiliates Corporate-Legal/Comp Corporate-Legal/Comp 2nd Location
